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ESMA35-43-3448 |
Guidelines on MiFID II product governance requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA80-416-203 |
Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA35-42-1470 |
Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA35-43-3565 |
Guidelines on certain aspects of the MIFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA80-196-6345 |
Guidelines on the Scope of the CRA Regulation |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA35-43-3006 |
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA35-43-1163 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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ESMA33-9-295 |
Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition |
Credit Rating Agencies |
Guidelines & Recommendations |
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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA33-9-320 |
Guidelines On Disclosure Requirements Applicable to Credit Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA33-9-371 |
Guidelines on Internal Control for CRAs |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA33-9-282 |
Guidelines on the application of the endorsement regime for CRAs |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA71-99-598 |
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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ESMA35-43-620 |
Guidelines on MiFID II product governance requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA71-99-598 |
Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 1.48 MB |
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2016/1575 |
Guidelines on the validation and review of Credit Rating Agencies’ methodologies |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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2016/574 EN |
Guidelines on cross-selling practices |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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2015/609 EL |
Κατευθυντήριες γραμμές σχετικά με την περιοδική πληροφόρηση που παρέχεται στην ESMA από τους οργανισμούς αξιολόγησης πιστοληπτικής ικανότητας |
Guidelines and Technical standards, Credit Rating Agencies |
Guidelines & Recommendations |
DOWNLOAD 338.39 KB |
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