ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/02/2019 | ESMA34-47-218 | Call for expression of interest Consultative Working Group of ESMA’s Investment Management Standing Committee | Fund Management | Reference | PDF 141.57 KB |
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| 15/02/2019 | ESMA34-47-218 RF | Reply form call for IMSC CWG | Fund Management | Reference | DOCX 34.63 KB |
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| 15/02/2019 | ESMA71-99-1115 | ESMA IOSCO Statement on EDPB Opinion | Corporate Governance, International cooperation | Press Release | PDF 83.19 KB |
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| 14/02/2019 | ESMA22-106-1627 | Summary of Conclusions Board of Supervisors meeting 18 December 2018 | Board of Supervisors | Summary of Conclusions | PDF 297.86 KB |
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| 14/02/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 172.08 KB |
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| 13/02/2019 | ESMA70-145-1020 | List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons | Market Abuse | Reference | PDF 397.3 KB |
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| 13/02/2019 | ESMA71-319-91 | Brexit – the regulatory challenges | Brexit, Fund Management, MiFID - Secondary Markets, Post Trading, Speeches, Supervisory convergence | Speech | PDF 175.3 KB |
Steven Maijoor keynote at the European Financial Forum in Dublin |
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| 12/02/2019 | ESMA34-45-634 | Keynote Address by Verena Ross- 7th Annual Cross-Border Distribution Conference | Fund Management | Speech | PDF 123.87 KB |
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| 11/02/2019 | ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, MiFID - Investor Protection, Supervisory convergence | Reference | PDF 469.29 KB |
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| 08/02/2019 | esma31-62-1193 | List of prospectus thresholds | Corporate Disclosure, Corporate Finance, Prospectus | Reference | PDF 219.05 KB |
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| 07/02/2019 | ESMA63-43-1190 | ESMA Budget 2019 | Board of Supervisors, Management Board, Planning reporting budget | Reference | PDF 164 KB |
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| 07/02/2019 | ESMA50-157-1588 | ESMA Risk Assessment Work Programme 2019 | Innovation and Products, Planning reporting budget, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 465.58 KB |
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| 06/02/2019 | ESMA70-153-5 | List of applicant CSDs | Post Trading | Reference | PDF 26.07 KB |
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| 06/02/2019 | ESMA42-114-647 | ESMA's Supervisory Convergence Work Programme 2019 | Board of Supervisors, Supervisory convergence | Reference | PDF 334.85 KB |
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| 05/02/2019 | ESMA 70-155-7026 | Use of UK data in ESMA databases in case of a no-deal Brexit | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 281.69 KB |
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| 05/02/2019 | ESMA40-133-716 | Implementing rules on data protection | Management Board | Reference | PDF 511.99 KB |
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| 05/02/2019 | ESMA50-164-1942 | Alternative Investment Funds (AIFs) exposures to commercial real estate | Fund Management | Reference | PDF 326.45 KB |
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| 05/02/2019 | ESMA 33-9-295 | Final Report Guidelines on the Submission of Periodic Information to ESMA by Credit Rating Agencies | Credit Rating Agencies | Final Report | PDF 769.91 KB |
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| 05/02/2019 | ESMA71-99-1106 | Press release- ESMA consults on liquidity stress test guidance for investment funds | Fund Management | Press Release | PDF 82.55 KB |
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| 05/02/2019 | ESMA34-39-795 | Response from to consultation on liquidity stress tests | Fund Management | Reference | DOCX 773.16 KB |