ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/11/2018 | ESMA71-319-89 | New Technologies Verena Ross Boerse Stuttgart Finpulse | Speech | PDF 261.01 KB |
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| 14/11/2018 | ESMA70-872942901-35 | Q&A on MiFID II and MiFIR transparency topics | MiFID - Secondary Markets | Q&A | PDF 1.22 MB |
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| 14/11/2018 | ESMA70-872942901-38 | Q&A on MiFID II and MiFIR market structures topics | MiFID - Secondary Markets | Q&A | PDF 653.84 KB |
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| 13/11/2018 | ESMA35-43-1206 | MiFID II Supervisory Briefing on Suitability | MiFID - Investor Protection | Reference | PDF 557.16 KB |
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| 13/11/2018 | ESMA33-128-577 | Statement on Securitisation implementation | Securitisation | Statement | PDF 279.23 KB |
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| 13/11/2018 | ESMA33-128-585 | STS Reporting Instructions | Securitisation | Reference | PDF 574.81 KB |
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| 13/11/2018 | ESMA33-128-505 | Final Technical Advice Securitisation Repositories Fees | Securitisation | Technical Advice | PDF 570.74 KB |
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| 13/11/2018 | ESMA33-128-488 | Final Report Repositories Technical Standards | Securitisation | Final Report | PDF 1.55 MB |
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| 13/11/2018 | ESMA34-49-144 | Consultation paper on draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation | Fund Management | Consultation Paper | PDF 879.06 KB |
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| 12/11/2018 | ESMA70-708036281-2 | Questions and Answers on CSDR | Post Trading | Q&A | PDF 777.29 KB |
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| 09/11/2018 | ESMA70-156-785 Reply form | Reply form for the Call for evidence on periodic auctions for equity instruments | MiFID - Secondary Markets | Reference | DOCX 772.02 KB |
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| 09/11/2018 | ESMA80-187-149 | Public statement- Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union | Credit Rating Agencies, Trade Repositories | Statement | PDF 137.78 KB |
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| 09/11/2018 | ESMA71-99-1054 | ESMA launches call for evidence on periodic auctions for equity instruments | MiFID - Secondary Markets, Press Releases | Press Release | PDF 148.54 KB |
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| 09/11/2018 | ESMA70-156-785 | Call for evidence periodic auctions for equity instruments | MiFID - Secondary Markets | Reference | PDF 537.4 KB |
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| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
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| 09/11/2018 | ESMA71-99-1057 | ESMA renews binary options prohibition for a further three months from 2 January 2019 | MiFID - Investor Protection, Press Releases | Press Release | PDF 126.47 KB |
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| 08/11/2018 | ESMA71-99-1055 | ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives | Post Trading, Press Releases | Press Release | PDF 149.65 KB |
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| 08/11/2018 | ESMA70-151-1854 | Final Report on the CO regarding novated trades to the EU | Post Trading | Final Report | PDF 464.05 KB |
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| 07/11/2018 | ESMA70-145-1020 | List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons | Market Abuse | Reference | PDF 399.15 KB |
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| 07/11/2018 | ESMA71-99-1058 | ESMA new SC chairs | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Statement | PDF 142.32 KB |