Consultations

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314 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Consultation on draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation Fund Management RESPOND

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions in Annex I. Comments are most helpful if they:

- respond to the question stated;

- indicate the specific question to which the comment relates;

-...

From to Call for evidence on periodic auctions for equity instruments MiFID - Secondary Markets RESPOND

Who should read this paper

This paper is primarily of interest to trading venues and investment...

From to Consultation on draft guidelines on stress test scenarios under the MMF Regulation   Fund Management RESPOND

Responding to this paper

ESMA invites responses to the questions set out throughout its Consultation Paper on the Draft guidelines on stress test scenarios under the MMF Regulation. Responses are most helpful if they:

  • respond to the question stated...
From to Consultation on Revised Guidelines on Periodic Reporting by CRAs Credit Rating Agencies

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 

  • respond to the question stated; 
  • indicate the specific question to which the comment relates; 
  • ...
From to Consultation on draft guidelines on risk factors under the Prospectus Regulation Corporate Finance

This Consultation Paper may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market participant...

From to Consultation on the draft technical advice on minimum information content for prospectus exemption Corporate Finance

This Consultation Paper may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market participant...

From to Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11) MiFID - Secondary Markets

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

·         respond to the question stated;

...
From to Consultation Paper no.6 on the Clearing Obligation under EMIR Post Trading

All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from financial and non-financial counterparties of OTC derivative transactions as well as central counterparties (CCPs) and clearing members.

All contributions received will...

From to Consultation on amendments to the EMIR Clearing Obligation under the Securitisation Regulation Joint Committee, Post Trading

Responding to this paper

The European Securities Authorities (ESA) invite responses to the questions listed in this Consultation Paper on the amendments to the EMIR Clearing Obligation under the Securitisation Regulation.

All contributions should be...

From to Consultation on Draft Guidelines on “as stringent as” notion in the CRA Regulation Credit Rating Agencies

This paper may be of interest to users of credit ratings, credit rating agencies and entities interested in applying to be a registered CRA.

This consultation follows on from the updated Guidelines on endorsement (November 2017), and comes in response to requests...

From to Consultation on draft RTS on the application for registration as a securitisation repository Securitisation

This consultation seeks stakeholders’ views on the application requirements for firms seeking to register with ESMA as securitisation repositories. It also includes draft Guidelines on the transfer of data between securitisation repositories.

The Consultation Paper may be of...

From to Consultation on technical advice on fees for securitisation repositories Securitisation

The present report contains ESMA’s proposed technical advice on supervisory fees. In making these proposals, ESMA has sought to be consistent with existing fee provisions under SFTR and EMIR. At the same time, ESMA has sought to streamline the fee arrangement where possible, also in view of its...

From to Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients MiFID - Investor Protection

Responding to this paper

ESMA will consider all comments received by 5 February 2018.  All contributions should be sent to CFECFDBO@esma.europa.eu.

...
From to Consultation on Draft Guidelines on Anti-Procyclicality Margin Measures for CCPs  Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment...
From to Consultation on STS notification Securitisation

Responding to this paper

ESMA invites responses to the questions set out throughout its Consultation Paper on Draft technical standards on content and format of the STS notification under the Securitisation Regulation (ESMA33-128-33). Responses are most helpful if they:

  • ...
From to Consultation on disclosure and operational standards Securitisation

Responding to this paper 

ESMA invites responses to the questions set out throughout its Consultation Paper on Draft technical standards on disclosure requirements, operational standards, and access...

From to Consultation on Third Party Firms providing STS verification services Securitisation

Responding to this paper

ESMA invites responses to the questions set out throughout its Consultation Paper on Third Party Firm (ESMA33-128-108). Responses are most helpful if they:

  • respond to the question stated;
  • contain a clear rationale;...
From to Consultation on draft RTS under the new Prospectus Regulation Prospectus

This Consultation Paper may be of particular interest to investors, issuers, offerors or persons asking for admission to trading on a regulated market as well as to any market participant who is affected by the new Prospectus Regulation (Regulation (EU) 2017/1129).

Instructions...

From to Consultation on position calculation under EMIR Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment...
From to Consultation on proposed amendment to MiFID II RTS 1 MiFID - Secondary Markets

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • contain a clear rationale; and...

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