From 26/05/2023 to 23/06/2023 |
Joint ESAs Discussion paper on DORA |
Innovation and Digital, Joint Committee |
RESPOND
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Summary |
The European Supervisory Authorities (EBA, EIOPA, ESMA) invite comments on all proposals put forward in this paper and in particular to the questions presented throughout the paper (and as summarised in Annex I of the paper).
Comments are most helpful if they:
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Documents |
ESAs Discussion Paper CfA DORA_criticality criteria and OVS fees
en
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From 25/05/2023 to 26/06/2023 |
Consultation on draft implementing technical standards amending the mapping of ECAIs’ credit assessments |
Joint Committee |
RESPOND
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Summary |
The ESAs invite comments on all proposals put forward in the consultation paper.
Comments are most helpful if they:
- indicate the specific point to which a…
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Documents |
JC 2023 15 Consultation Paper Amendment ITS ECAIs mapping CRR Art 136
en
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JC 2023 16 (CP Amendment ITS ECAIs mapping SII Art 109a(1))
en
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From 23/05/2023 to 24/08/2023 |
Consultation on the draft regulatory technical standards under the revised ELTIF Regulation |
Fund Management |
RESPOND
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Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment…
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Documents |
Consultaton Paper on RTS under the revised ELTIF Regulation
en
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From 12/04/2023 to 04/07/2023 |
Joint consultation on the review of SFDR Delegated Regulation |
Joint Committee, Sustainable finance |
RESPOND
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Summary |
The European Supervisory Authorities welcome comments on this consultation paper setting out the proposed Regulatory Technical Standards on content and presentation of disclosures pursuant to Article 2a(3), 4(6), 4(7), 8(3), 8(4), 9(5), 9(6), 10(2), 11(4) and 11(5) of Regulation (EU) 2019/2088 (… |
Documents |
JC 2023 09 Joint consultation paper on review of SFDR Delegated Regulation
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ESMA34-45-1218 ESAs Reply Form CP SFDR Review.docx
en
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From 28/03/2023 to 09/05/2023 |
Consultation on the amendments to Guidelines on position calculation under EMIR |
Post Trading, Trade Repositories |
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Summary |
Responding to this paper
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment…
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Documents |
ESMA74-362-2724 Consultation paper on positions calculation under EMIR Refit
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ESMA74-362-2804 Reply Form CP position calculation EMIR
en
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From 31/01/2023 to 02/05/2023 |
Consultation on JC Guidelines on the system for the exchange of information relevant to fit and proper assessments |
Investor protection, Joint Committee |
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Summary |
The EBA, EIOPA and ESMA invite comments on all proposals put forward in this paper and in particular on the specific questions summarised in 5.2.
Comments are most helpful if they:
- respond to the question stated;
- indicate the specific point to which a comment relates…
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Documents |
CP_Joint_GLs_Fit_and_Proper_System_(Art._31a).pdf
en
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From 31/01/2023 to 28/04/2023 |
Consultation Paper on the review of the methodology included in the Guidelines on stress test scenarios under the MMF Regulation |
Fund Management |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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Documents |
ESMA34-49-496_2022_CP_MMF_ST_Methodology.pdf
en
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From 19/01/2023 to 31/03/2023 |
Consultation Paper - Manual on post-trade transparency |
Trading |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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Documents |
CP Manual on post-trade transparency
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Reply Form CP Manual on post-trade transparency
en
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From 28/11/2022 to 09/03/2023 |
Consultation on authorisation and registration of benchmark administrators |
Benchmarks |
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Summary |
ESMA is seeking stakeholder views on proposed changes to the RTS on authorisation and registration. The objective is to safeguard equal treatment between EU and non-EU Benchmarks administrators by aligning the information requested in applications from EU administrators with the information… |
Documents |
Consultation Paper on review of RTS on authorisation and registration
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Response form - CP Benchmarks amendment of RTS on authorisation and registration
en
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From 18/11/2022 to 20/02/2023 |
Consultation on Guidelines on funds’ names using ESG or sustainability-related terms |
Fund Management, Sustainable finance |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if… |
Documents |
Consultation paper on Guidelines on funds’ names
en
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Response form - CP on Guidelines on funds names
en
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From 17/11/2022 to 17/02/2023 |
Consultation on Review of the technical standards under Article 34 of MiFID II |
Investor protection |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1.
The main… |
Documents |
Consultation paper on review of the technical standards under Article 34 of MiFID II
en
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From 15/11/2022 to 16/01/2023 |
ESAs Call for Evidence on greenwashing |
Joint Committee, Sustainable finance |
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Summary |
Responding to this Call for Evidence
The Call for Evidence (CfE) seeks input on potential greenwashing practices in the whole EU financial sector, including banking, insurance and financial markets, and which may be relevant to various segments of the sustainable… |
Documents |
ESAs Call for evidence on Greenwashing
en
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From 11/10/2022 to 28/11/2022 |
Call for Evidence on the implementation of the Shareholders Rights Directive 2 |
Prospectus |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions therein presented. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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Documents |
Call for Evidence on the implementation of SRD2
en
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From 26/09/2022 to 16/12/2022 |
Consultation Paper on Market Outages |
Trading |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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Documents |
Consultation Paper - Market Outages
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Response form - Consultation Paper on Market Outages
en
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From 22/09/2022 to 01/12/2022 |
Consultation Paper on Draft RTS on Business Reorganisation Plans (Articles 37(4) and 38(4) of CCPRRR) |
CCP |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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Documents |
Consultation Paper on Draft RTS on Business Reorganisation Plans (Articles 37(4) and 38(4) of CCPRRR)
en
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Response Form to the Consultation Paper Draft RTS on Business Reorganisation Plans (Article 37(4) and 38(4) of CCPRRR
en
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From 29/07/2022 to 30/09/2022 |
Call for Evidence on pre-hedging |
Market Abuse, Market Integrity |
SEE RESPONSES |
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Summary |
ESMA is consulting on a Call for Evidence on pre-hedging. The aim is to promote discussion among stakeholders and gather further evidence on the practice of pre-hedging that could help ESMA to develop appropriate guidance.
The Call for Evidence illustrates the arguments in favour and… |
Documents |
Call for Evidence on pre-hedging
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Response form call for evidence pre-hedging
en
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From 11/07/2022 to 09/09/2022 |
Consultation Paper - Amendment of Article 19 of CSDR RTS on Settlement Discipline |
Post Trading |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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Documents |
Consultation Paper - Amendment of Article 19 of CSDR RTS on Settlement Discipline
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Reply_Form_CP_Consultation Paper_Amendment of Article 19 of CSDR RTS on Settlement Discipline
en
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From 11/07/2022 to 30/09/2022 |
Consultation Paper on the clearing and derivative trading obligations in view of the 2022 status of the benchmark transition |
Post Trading |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear… |
Documents |
Consultation Paper on CO and DTO referencing ESTR
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Reply_Form_CP on CO and DTO referencing ESTR
en
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From 11/07/2022 to 09/09/2022 |
Consultation on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure |
Innovation and Digital, Trading |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:
- respond to the question stated;
- indicate the specific question to which the comment relates;
- contain a clear…
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Documents |
Consultation Paper on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure
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Response Form - Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure
en
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From 08/07/2022 to 07/10/2022 |
Consultation on Review of the Guidelines on MiFID II product governance requirements |
Investor protection |
SEE RESPONSES |
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Summary |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates;
3. contain a clear… |
Documents |
CP on Review of the Guidelines on MiFID II product governance requirements
en
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