Consultations

Pages

285 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Consultation on ESMA’s Guidelines on transfer of data between TRs Post Trading RESPOND

This consultation paper may be specifically of interest to trade repositories, reporting counterparties, reporting entities and CCPs as well...

From to Technical advice to the Commission on fees for TRs under SFTR and on certain amendments of for fees under EMIR Post Trading

Reasons for publication

On 15 January 2016 the European Securities and Markets Authority (ESMA) received a formal request from the European Commission (Commission) to provide technical advice to assist the Commission in formulating a Regulation on fees for Trade...

From to Joint Committee Discussion Paper on the Use of Big Data by Financial Institutions Joint Committee RESPOND

EBA, EIOPA, and ESMA (the ESAs) welcome comments on this Discussion Paper on the Use of Big Data by Financial Institutions and in particular on the specific...

From to Consultation - Draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR Post Trading

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most...

From to Consultation on draft RTS on package orders for which there is a liquid market MiFID - Secondary Markets

All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from trading venues offering trading in packages...

From to Consultation on Guidelines on the calibration, publication and reporting of trading halts MiFID - Secondary Markets

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which...
From to Draft guidelines on MiFID II product governance requirements MiFID - Investor Protection

This paper is primarily of interest to competent authorities and firms that are subject to Directive 2014/65/EU of the European Parliament and of the...

From to Guidelines on the management body of market operators and data reporting services providers MiFID - Secondary Markets

This paper may be specifically of interest to national competent authorities, market operators (as defined in Article 4(1)(18...

From to Consultation on draft RTS specifying the scope of the consolidated tape for non-equity financial instruments MiFID - Secondary Markets

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
    ...
From to Consultation on draft RTS and ITS under SFTR and amendments to related EMIR RTS Post Trading, Securities Financing Transactions

Responding to this paper

The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in Draft RTS and ITS under SFTR and amendments to related EMIR RTS, published on the ESMA website.

Instructions

Please...

From to Consultation on Draft technical standards under the Benchmarks Regulation Benchmarks

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear...
From to Consultation on the trading obligation for derivatives under MiFIR MiFID - Secondary Markets

All interested stakeholders are invited to respond to this discussion paper. In particular, responses are sought from trading venues and from...

From to Call for evidence on asset segregation Fund Management

This document will be of interest to (i) depositaries of alternative investment funds and UCITS and their delegates (including prime brokers and collateral managers) and their trade associations, (ii) alternative investment funds and UCITS managers and their trade associations, as well as (iii)...

From to Consultation on the clearing obligation for financial counterparties with a limited volume of activity Post Trading

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

1. respond to the question stated;

2. indicate the specific question to which the comment relates;

3. contain a clear...

From to Consultation on the Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:  

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain...
From to Consultation on the Distributed Ledger Technology Applied to Securities Markets Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are...

From to Guidelines on participant default rules and procedures under CSDR Guidelines and Technical standards, Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which...
From to Consultation Paper on ESMA technical advice on Benchmarks Regulation Market Integrity, Benchmarks

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex...

From to Discussion Paper on UCITS share classes Fund Management

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear...
From to Consultation on future MAR list of information regarding commodity and spot markets Market Abuse, Market Integrity

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment...

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