CONSULTATIONS

464 ALL CONSULTATIONS

Date Sort ascending Title Section Respond Info
From 18/04/2024 to 18/05/2024 ESAs consultation on RTS on joint examination teams under DORA Digital Finance and Innovation, Joint Committee RESPOND
Summary

Details 

The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) have launched a…

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From 02/04/2024 to 21/06/2024 Consultation on possible amendments to the Credit Rating Agencies Regulatory Framework Credit Rating Agencies RESPOND
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • Respond to the question stated;
  • Indicate the specific question…
Documents
From 26/03/2024 to 14/06/2024 Consultation on European Green Bond Regulation Investor protection, Supervisory convergence, Sustainable finance RESPOND
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question…
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From 25/03/2024 to 25/06/2024 Consultation on the Technical Standards specifying certain requirements of MiCA (3rd package) Digital Finance and Innovation RESPOND
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to…
Documents
From 29/01/2024 to 29/04/2024 Consultation on reverse solicitation and classification of crypto assets as financial instruments under MiCA Digital Finance and Innovation RESPOND
Summary

Responding to this consultation

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1 in both documents. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the…
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From 08/01/2024 to 08/03/2024 Consultation on draft ITS specifying certain tasks of collection bodies and certain functionalities of the European Single Access Point Market data
Summary

Details

The establishment of the European Single Access Point (ESAP) is a flagship action of the Capital Markets Union Action Plan. The purpose of the ESAP is to facilitate access to publicly available information of…

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From 21/12/2023 to 15/03/2024 Consultation on the Securitisation Disclosure Templates Market data, Securitisation SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in the Annexes. Comments are most helpful if they:

  • respond to the question asked;
  • indicate the specific question to which the comment relates; 
  • contain a…
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From 15/12/2023 to 29/02/2024 Consultation on Technical Advice on CSDR Penalty Mechanism Post Trading SEE RESPONSES
Summary

Responding to this paper 

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific…
Documents
From 15/12/2023 to 15/03/2024 Consultation on Draft Guidelines on Enforcement of Sustainability Information Sustainable finance SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:

  • respond to the question stated;
  • contain a clear rationale; and…
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From 14/12/2023 to 14/03/2024 Discussion Paper on MiFID II investor protection topics linked to digitalisation Digital Finance and Innovation, Investor protection SEE RESPONSES
Summary

Responding to this paper

ESMA welcomes comments on this Discussion Paper on digitalisation and in particular on the specific questions set out in this paper. 

All comments can be submitted online on this page.

Please note that responses must reach us…

Documents
From 08/12/2023 to 04/03/2024 ESAs joint consultation on second batch of policy mandates under the Digital Operational Resilience Act Digital Finance and Innovation, Joint Committee
Summary

Through DORA the ESAs are mandated to jointly develop a total of 13 policy instruments, presented in two batches. This second batch comprises the following:

  • RTS and ITS on content, timelines and templates on incident reporting
  • GL on aggregated…
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From 07/12/2023 to 15/01/2024 ESAs second public consultation on joint Guidelines on the system for the exchange of information relevant to fit and proper assessments Investor protection, Joint Committee
Summary

Details 

The three European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) launched a second consultation related to the joint Guidelines on the system for the exchange of information relevant to fit…

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From 20/10/2023 to 22/01/2024 Consultation on joint EBA and ESMA Guidelines on the suitability assessment under MiCA Digital Finance and Innovation, Investor protection
Summary

EBA and ESMA published the Consultation Paper on two draft Joint Guidelines covering suitability assessment of members of the management body, and suitability…

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From 12/10/2023 to 08/12/2023 Consultation on the review of Tier 1 CCP fees CCP SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific…
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From 05/10/2023 to 15/12/2023 Call for evidence on the shortening of the settlement cycle Post Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • 1. respond to the question stated;
  • 2. indicate the specific question to which the comment relates;
  • 3. contain a…
Documents
From 05/10/2023 to 14/12/2023 Second Consultation on the Technical Standards specifying certain requirements of Markets in Crypto Assets Regulation (MiCA) Digital Finance and Innovation SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to…
Documents
From 12/07/2023 to 20/09/2023 Consultation on the Technical Standards specifying certain requirements of MiCA (1st package) Digital Finance and Innovation SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to…
Documents
From 19/06/2023 to 11/09/2023 Consultation on the first batch of Digital Operational Resilience Act (DORA) policy products Digital Finance and Innovation, Joint Committee
Summary

The consultation includes four draft regulatory technical standards (RTS) and one set of draft implementing technical standards (ITS). These technical standards aim to ensure a consistent and harmonised legal framework in the areas of ICT risk management, major ICT-related incident reporting and…

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From 16/06/2023 to 15/09/2023 Call for Evidence on sustainability in suitability and product governance Investor protection SEE RESPONSES
Summary

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment…
Documents
From 26/05/2023 to 23/06/2023 Joint ESAs Discussion paper on DORA Digital Finance and Innovation, Joint Committee
Summary

The European Supervisory Authorities (EBA, EIOPA, ESMA) invite comments on all proposals put forward in this paper and in particular to the questions presented throughout the paper (and as summarised in Annex I of the paper).



Comments are most helpful if they:

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