CONSULTATIONS

445 ALL CONSULTATIONS

Date Sort ascending Title Section Respond Info
From 26/05/2023 to 23/06/2023 Joint ESAs Discussion paper on DORA Innovation and Digital, Joint Committee RESPOND
Summary

The European Supervisory Authorities (EBA, EIOPA, ESMA) invite comments on all proposals put forward in this paper and in particular to the questions presented throughout the paper (and as summarised in Annex I of the paper).

Comments are most helpful if they:

  • respond to the…
Documents
From 25/05/2023 to 26/06/2023 Consultation on draft implementing technical standards amending the mapping of ECAIs’ credit assessments Joint Committee RESPOND
Summary

The ESAs invite comments on all proposals put forward in the consultation paper.

Comments are most helpful if they:

  • indicate the specific point to which a…
Documents
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From 23/05/2023 to 24/08/2023 Consultation on the draft regulatory technical standards under the revised ELTIF Regulation Fund Management RESPOND
Summary
Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment…
Documents
From 12/04/2023 to 04/07/2023 Joint consultation on the review of SFDR Delegated Regulation Joint Committee, Sustainable finance RESPOND
Summary

The European Supervisory Authorities welcome comments on this consultation paper setting out the proposed Regulatory Technical Standards on content and presentation of disclosures pursuant to Article 2a(3), 4(6), 4(7), 8(3), 8(4), 9(5), 9(6), 10(2), 11(4) and 11(5) of Regulation (EU) 2019/2088 (…

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From 28/03/2023 to 09/05/2023 Consultation on the amendments to Guidelines on position calculation under EMIR Post Trading, Trade Repositories
Summary
Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment…
Documents
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From 31/01/2023 to 02/05/2023 Consultation on JC Guidelines on the system for the exchange of information relevant to fit and proper assessments Investor protection, Joint Committee
Summary

The EBA, EIOPA and ESMA invite comments on all proposals put forward in this paper and in particular on the specific questions summarised in 5.2.
Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific point to which a comment relates…
Documents
From 31/01/2023 to 28/04/2023 Consultation Paper on the review of the methodology included in the Guidelines on stress test scenarios under the MMF Regulation Fund Management SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear…
Documents
From 19/01/2023 to 31/03/2023 Consultation Paper - Manual on post-trade transparency Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear…
Documents
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From 28/11/2022 to 09/03/2023 Consultation on authorisation and registration of benchmark administrators Benchmarks
Summary

ESMA is seeking stakeholder views on proposed changes to the RTS on authorisation and registration. The objective is to safeguard equal treatment between EU and non-EU Benchmarks administrators by aligning the information requested in applications from EU administrators with the information…

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From 18/11/2022 to 20/02/2023 Consultation on Guidelines on funds’ names using ESG or sustainability-related terms Fund Management, Sustainable finance SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex II. Comments are most helpful if…

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From 17/11/2022 to 17/02/2023 Consultation on Review of the technical standards under Article 34 of MiFID II Investor protection SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1.

The main…

Documents
From 15/11/2022 to 16/01/2023 ESAs Call for Evidence on greenwashing Joint Committee, Sustainable finance
Summary

Responding to this Call for Evidence

The Call for Evidence (CfE) seeks input on potential greenwashing practices in the whole EU financial sector, including banking, insurance and financial markets, and which may be relevant to various segments of the sustainable…

Documents
From 11/10/2022 to 28/11/2022 Call for Evidence on the implementation of the Shareholders Rights Directive 2 Prospectus
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions therein presented. Comments are most helpful if they: 

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear…
Documents
From 26/09/2022 to 16/12/2022 Consultation Paper on Market Outages Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear…
Documents
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From 22/09/2022 to 01/12/2022 Consultation Paper on Draft RTS on Business Reorganisation Plans (Articles 37(4) and 38(4) of CCPRRR) CCP SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear…
Documents
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From 29/07/2022 to 30/09/2022 Call for Evidence on pre-hedging Market Abuse, Market Integrity SEE RESPONSES
Summary

ESMA is consulting on a Call for Evidence on pre-hedging. The aim is to promote discussion among stakeholders and gather further evidence on the practice of pre-hedging that could help ESMA to develop appropriate guidance.

The Call for Evidence illustrates the arguments in favour and…

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From 11/07/2022 to 09/09/2022 Consultation Paper - Amendment of Article 19 of CSDR RTS on Settlement Discipline Post Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear…
Documents
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From 11/07/2022 to 30/09/2022 Consultation Paper on the clearing and derivative trading obligations in view of the 2022 status of the benchmark transition Post Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

- respond to the question stated;

- indicate the specific question to which the comment relates;

- contain a clear…

Documents
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From 11/07/2022 to 09/09/2022 Consultation on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Innovation and Digital, Trading SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear…
Documents
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Response Form - Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure
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From 08/07/2022 to 07/10/2022 Consultation on Review of the Guidelines on MiFID II product governance requirements Investor protection SEE RESPONSES
Summary

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

1. respond to the question stated;
2. indicate the specific question to which the comment relates;
3. contain a clear…

Documents