Consultations

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281 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Consultation on draft RTS on package orders for which there is a liquid market MiFID - Secondary Markets RESPOND

All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from trading venues offering trading in packages...

From to Consultation on Guidelines on the calibration, publication and reporting of trading halts MiFID - Secondary Markets RESPOND

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which...
From to Draft guidelines on MiFID II product governance requirements MiFID - Investor Protection RESPOND

This paper is primarily of interest to competent authorities and firms that are subject to Directive 2014/65/EU of the European Parliament and of the...

From to Guidelines on the management body of market operators and data reporting services providers MiFID - Secondary Markets RESPOND

This paper may be specifically of interest to national competent authorities, market operators (as defined in Article 4(1)(18...

From to Consultation on draft RTS specifying the scope of the consolidated tape for non-equity financial instruments MiFID - Secondary Markets

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
    ...
From to Consultation on draft RTS and ITS under SFTR and amendments to related EMIR RTS Post Trading, Securities Financing Transactions

Responding to this paper

The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in Draft RTS and ITS under SFTR and amendments to related EMIR RTS, published on the ESMA website.

Instructions

Please...

From to Consultation on Draft technical standards under the Benchmarks Regulation Benchmarks

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear...
From to Consultation on the trading obligation for derivatives under MiFIR MiFID - Secondary Markets

All interested stakeholders are invited to respond to this discussion paper. In particular, responses are sought from trading venues and from...

From to Call for evidence on asset segregation Fund Management

This document will be of interest to (i) depositaries of alternative investment funds and UCITS and their delegates (including prime brokers and collateral managers) and their trade associations, (ii) alternative investment funds and UCITS managers and their trade associations, as well as (iii)...

From to Consultation on the clearing obligation for financial counterparties with a limited volume of activity Post Trading

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

1. respond to the question stated;

2. indicate the specific question to which the comment relates;

3. contain a clear...

From to Consultation on the Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:  

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain...
From to Consultation on the Distributed Ledger Technology Applied to Securities Markets Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are...

From to Guidelines on participant default rules and procedures under CSDR Guidelines and Technical standards, Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which...
From to Consultation Paper on ESMA technical advice on Benchmarks Regulation Market Integrity, Benchmarks

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex...

From to Discussion Paper on UCITS share classes Fund Management

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear...
From to Consultation on future MAR list of information regarding commodity and spot markets Market Abuse, Market Integrity

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment...
From to Discussion paper on draft RTS and ITS under the Securities Financing Transaction Regulation Post Trading

The SFTR, published in December 2015, is the European Union’s response to the global initiative to bring more transparency to shadow banking activities. The new rules on transparency require both financial and non-financial market participants to report details of their securities financing...

From to Discussion Paper Benchmarks Regulation Market Integrity, Benchmarks

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions...

From to Consultation on draft guidelines on the Market Abuse Regulation Market Abuse, Market Integrity

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear...
From to Guidelines on transaction reporting, reference data, order record keeping & clock synchronisation MiFID - Secondary Markets

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which...

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