Consultations

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296 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Consultation on position calculation under EMIR Post Trading RESPOND

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment...
From to Consultation on proposed amendment to MiFID II RTS 1 MiFID - Secondary Markets RESPOND

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • contain a clear rationale; and...
From to Consultation on draft Guidelines for non-significant benchmarks Benchmarks, Guidelines and Technical standards RESPOND

Responding to this paper

ESMA invites responses to the questions set out throughout this Consultation Paper. Responses are most helpful if they:

  • respond to the question stated;

  • contain a clear rationale; and

  • describe...

From to Consultation on Guidelines on certain aspects of the MiFID II suitability requirements MiFID - Investor Protection

This paper is primarily of interest to competent authorities and firms that are subject to Directive 2014/65/EU of the European Parliament...

From to Consultation on guidelines on Internalised Settlement Reporting under Article 9 of CSDR Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which...
From to Consultation on the evaluation of certain aspects of the Short-Selling Regulation Market Integrity

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment...
From to Consultation on technical advice under the new Prospectus Regulation Prospectus

These Consultation Papers may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market...

From to Consultation on trading obligation for derivatives under MiFIR MiFID - Secondary Markets

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which...
From to Consultation on guidelines on CCPs' conflict of interest management Post Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which...
From to Draft technical advice, implementing technical standards and guidelines under the MMF Regulation Fund Management

Responding to this paper

The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in Consultation Paper on Draft technical advice, implementing technical standards and guidelines under the MMF Regulation (MMF), published on...

From to Update of the guidelines on the application of the endorsement regime under Article 4(3) of the CRA Regulation Credit Rating Agencies

Responding to this paper

The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in Consultation Paper on update of the guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation (CRA...

From to Consultation on ESMA’s Guidelines on transfer of data between TRs Post Trading

This consultation paper may be specifically of interest to trade repositories, reporting counterparties, reporting entities and CCPs as well...

From to Technical advice to the Commission on fees for TRs under SFTR and on certain amendments of for fees under EMIR Post Trading

Reasons for publication

On 15 January 2016 the European Securities and Markets Authority (ESMA) received a formal request from the European Commission (Commission) to provide technical advice to assist the Commission in formulating a Regulation on fees for Trade...

From to Joint Committee Discussion Paper on the Use of Big Data by Financial Institutions Joint Committee

EBA, EIOPA, and ESMA (the ESAs) welcome comments on this Discussion Paper on the Use of Big Data by Financial Institutions and in particular on the specific...

From to Consultation - Draft technical standards on data to be made publicly available by TRs under Article 81 of EMIR Post Trading

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most...

From to Consultation on draft RTS on package orders for which there is a liquid market MiFID - Secondary Markets

All interested stakeholders are invited to respond to this consultation paper. In particular, responses are sought from trading venues offering trading in packages...

From to Consultation on Guidelines on the calibration, publication and reporting of trading halts MiFID - Secondary Markets

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which...
From to Draft guidelines on MiFID II product governance requirements MiFID - Investor Protection

This paper is primarily of interest to competent authorities and firms that are subject to Directive 2014/65/EU of the European Parliament and of the...

From to Guidelines on the management body of market operators and data reporting services providers MiFID - Secondary Markets

This paper may be specifically of interest to national competent authorities, market operators (as defined in Article 4(1)(18...

From to Consultation on draft RTS specifying the scope of the consolidated tape for non-equity financial instruments MiFID - Secondary Markets

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
    ...

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