Consultations

Pages

379 ALL CONSULTATIONS
Date Title Section Respond Info Summary Documents
From to Consultation on EU Money Market Fund Regulation – legislative review Fund Management RESPOND

This consultation document is developed in the context of Article 46 of the MMF Regulation, which provides that “[b]y 21 July 2022, the Commission shall review the adequacy of this Regulation from a prudential and economic point of view, following consultations with ESMA”.

...

From to Technical advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR Post Trading

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • Respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear...
From to Joint Consultation on Taxonomy-related sustainability disclosures Joint Committee, Sustainable finance RESPOND

The European Supervisory Authorities (ESAs) welcome comments on this consultation paper setting out the proposed Regulatory Technical...

From to Consultation on draft technical standards under the ECSP Regulation Crowdfunding RESPOND

ESMA invites responses to the questions set out throughout this Consultation Paper and summarised in Annex II. Responses are most helpful if they:

  • respond to the question stated and indicate the specific question to which they relate;
  • contain a clear rationale; and
  • ...
From to Consultation on draft guidelines on the use of alternative methodology Benchmarks

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a clear...
From to Consultation on Guidelines on appropriateness and execution only MiFID - Investor Protection

This paper is primarily of interest to competent authorities and investment firms that are subject to Directive 2014/65/EU of the European Parliament and of...

From to Public Consultation on Fees charged to Credit Rating Agencies by ESMA Credit Rating Agencies

ESMA invites comments on all matters set out in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  • respond to the question stated;
  • indicate the specific question to which the comment relates;
  • contain a...
From to Consultation on procedural rules for penalties imposed on Data Reporting Services Providers (DRSPs) Post Trading

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear...
From to Public Consultation on Procedural rules for penalties imposed on Benchmark Administrators Benchmarks

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment...
From to Consultation Paper MiFID II/MiFIR review report on Algorithmic Trading MiFID - Secondary Markets, Trading

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

•  respond to the question stated;

•  indicate the specific question to which the comment relates;

•...

From to Public Consultation on DRSP criteria for derogation Supervisory convergence, Trading

This consultation paper is published to seek stakeholders’ input on ESMA’s proposals for technical advice to the Commission on delegated acts relating to the criteria to identify those ARMs and APAs that, by way of derogation from Regulation (EU) No 600/2014 of the European Parliament and...

From to Public Consultation on fees for data reporting service providers (DRSP) Post Trading, Supervisory convergence, Trading

This consultation paper is published to seek stakeholders’ input on ESMA’s proposals relating to fees for data reporting service provides (DRSPs) in relation to the new competences granted to ESMA under Regulation (EU) 600/2014 (MiFIR) as amended by Regulation 2019/2175 (ESA Review).

...

From to Consultation on draft guidelines on marketing communication Fund Management

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex III. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question to which the comment relates;
  3. contain a clear...
From to Consultation paper on the Guidelines on the MiFID II/ MiFIR obligations on market data MiFID - Secondary Markets

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:
1. respond to the question stated;
2. indicate the specific question to which the comment relates;
3. contain a clear...

From to Consultation Paper on Draft advice to EC under Article 8 of the Taxonomy Regulation Sustainable finance

ESMA invites responses to the questions set out throughout this Consultation Paper and summarised in Annex II. Responses are most helpful if they:

-        respond to the question stated and indicate the specific question to which they relate;

-...

From to Public Consultation on Article 15 and 49 EMIR CCP Directorate

This Consultation Paper (CP) covers the technical standards on conditions which require an extension of authorisation for a CCP, conditions which require validations of CCP’s changes to models and parameters by the NCA and ESMA and the procedure for consulting the college on whether or not those...

From to Public Consultation on Guidelines under Article 21 of EMIR CCP Directorate

Article 21(1) of Regulation (EU) No. 648/2012 (‘EMIR’) sets out an obligation for the national competent authorities to review the arrangements, strategies, processes and mechanisms implemented by the central counterparties and to evaluate risks central counterparties are or might be exposed to...

From to Consultation on MiFID II/ MiFIR review on the functioning of Organised Trading Facilities (OTF) MiFID - Secondary Markets, Trading

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

1. respond to the question stated;

2. indicate the specific question to which the comment...

From to Consultation Paper on Fees for Benchmark Administrators under BMR Benchmarks

Article 5 of Regulation (EU) 2019/2175 amended Regulation (EU) 2016/1011 (BMR) providing ESMA with new direct supervisory powers under BMR. In particular, the amended BMR designates ESMA as the competent authority of both administrators of critical benchmarks, as referred to in points (a) and (c...

From to Consultation Paper on MiFIR review report on the obligations to report transactions and reference data Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trading

This consultation paper will be of interest to all stakeholders involved in the securities markets. It is primarily of interest to competent authorities and firms that are subject to MiFID II and MiFIR – in particular, investment firms and credit institutions performing investment...

Pages