Hearings
| Date | Title | Section | Location | Booking | Time | Condition | Hearing on | Related documents | Info |
|---|---|---|---|---|---|---|---|---|---|
| Open hearing on MAR review | Market Abuse |
The hearing will take place on 5 November from 9:00 to 13:00 in ESMA premises. |
The hearing will be held on |
The European Securities and Markets Authority (ESMA) will hold an open hearing on the consultation paper on the Market Abuse Regulation (MAR) Review report published recently. |
The consultation paper seeks the views of interested parties on a wide range of topics related to potential amendments of MAR. The consultation period will end on 29 November 2019. This open hearing is primarily of interest to issuers of financial instruments admitted to trading or trading on a trading venue, investment firms, asset management... |
|
|||
| Open hearing on Consultation on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions |
ESMA premises in Paris, France |
The hearing will be held on | Consultation on guidelines for reporting under Articles 4 and 12 Securities Financing Transactions Regulation (SFTR). The indicative agenda of the hearing is as follows: Timeliness of reporting of conclusion and of life-cycle events Full vs. partial reporting Net exposure basis and variation margining Repo and BSB specifics SLB specifics Margin... |
|
||||
| HEARING ON MEASURES TO PROMOTE SUSTAINABILITY IN EU CAPITAL MARKETS | Corporate Finance |
ESMA Premises, 103, rue de Grenelle, 75007 Paris - France |
The hearing will be held on |
The hearing will take place at ESMA premises at: 103, rue de Grenelle, 75007 Paris - France. PLEASE NOTE: THIS HEARING IS FULLY BOOKED. |
A recording of the hearing is available on ESMA's YouTube account The European Securities and Markets Authority (ESMA) will hold an open hearing on the following consultation papers: Consultation on integrating sustainability risks and factors in MiFID II Consultation on integrating sustainability risks and factors in the UCITS Directive and AIFMD... |
|
|||
| Open hearing on Securitisation repositories | Securitisation |
ESMA, 103 Rue de Grenelle, 75007 Paris |
The hearing will be held on |
In order to participate, interested parties should send an email by 06 April 2018 to INI-Assistants@esma.europa.eu with the subject heading ‘REGISTRATION – ESMA PUBLIC HEARING ON SECURITISATION REPOSITORIES’ and including the names of all participants from their organisation. ESMA cannot guarantee that registration requests received after this date will be considered. |
The European Securities and Markets Authority (ESMA) will hold an open hearing on the following consultation papers: 1. The application requirements for firms seeking to register with ESMA as securitisation repositories (including draft Guidelines on the transfer of data between securitisation repositories). 2. Technical advice to the European... |
|
|||
| Open hearing on the proposed update of the ESMA Guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation | Credit Rating Agencies |
ESMA, 103 Rue de Grenelle – 75007 Paris |
The hearing will be held on | The European Securities and Markets Authority (ESMA) will hold an open hearing in the context of its Consultation Paper on the proposed update of the ESMA Guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation , published on 4 April 2017. Endorsement is a regime under the Credit Rating... |
|
||||
| Open hearing on ESMA's draft technical standards under SFTR | Post Trading |
ESMA premises, 103 rue de Grenelle, 75007 Paris, France. |
The hearing will be held on |
PLEASE NOTE THAT DUE TO A TECHNICAL ERROR THE EMAIL CONFIRMATION STATES THE WRONG TIME FOR THE HEARING. THE CORRECT TIME IS 14.00-17.00. |
The European Securities and Markets Authority (ESMA) will hold an open hearing regarding its Consultation on draft technical standards under the Securities Financing Transactions Regulation (SFTR). The hearing will take place on 24 November from 2 - 5pm (CET) at ESMA premises in Paris, France. The Consultation seeks the views of interested parties... | ||||
| Open Hearing on draft technical standards under the Benchmarks Regulation | Benchmarks |
Auditorium, ESMA, 103 Rue de Grenelle – 75007, Paris |
The hearing will be held on | The European Securities and Markets Authority (ESMA) will hold an open hearing in the context of its Consultation on draft technical standards under the Benchmarks Regulation. The hearing will take place on 8 November from 14:30 to 17:00 in ESMA premises. The Consultation seeks the views of interested parties on ESMA’s text of some ten draft... |
|
||||
| Open Hearing on MAR Guidelines on Information expected or required to be disclosed on commodity derivative markets and commodity spot markets | Market Abuse, Market Integrity |
Auditorium, ESMA, 103 Rue de Grenelle – 75007, Paris |
The hearing will be held on | The European Securities and Markets Authority (ESMA) will hold an open hearing on its Consultation Paper published on 30 March 2016 on draft Guidelines to be issued by ESMA under the remit of Regulation (EU) No 596/2014 of the European Parliament and of the Council on market abuse (MAR). The draft MAR Guidelines proposed for consultation aim to... |
|
||||
| Open Hearing on Benchmarks Regulation | Market Integrity, Benchmarks |
Auditorium, ESMA, 103 Rue de Grenelle – 75007, Paris |
The hearing will be held on | The European Securities and Markets Authority (ESMA) will hold an open hearing on its Discussion Paper published on the 15th of February 2016 on Regulation on indices used as benchmarks in financial instruments and financial contracts (Benchmarks Regulation). The Discussion Paper seeks the views of interested parties on ESMA’s policy orientations... |
|
||||
| Open hearing on MAR Guidelines | Market Abuse, Market Integrity |
Auditorium, ESMA, 103 Rue de Grenelle – 75007, Paris |
The hearing will be held on | The European Securities and Markets Authority (ESMA) will hold an open hearing on its Consultation Paper published on the 28th of January 2016 on two sets of draft Guidelines to be issued by ESMA under the remit of Regulation (EU) No 596/2014 of the European Parliament and of the Council on market abuse (MAR). The two sets of draft MAR Guidelines... |
|
||||
| Open Hearing for validation and review of CRA methodologies | Credit Rating Agencies |
Auditorium, ESMA, 103 Rue de Grenelle – 75007, Paris |
The hearing will be held on |
To attend the hearing, please sign up using the registration form and email it to SUP-secretariat@esma.europa.eu. Please make sure that you fill in all the fields. We ask that attendance is restricted to two participants per entity or group of entities. Registrations are open until 18 January 2016. |
The European Securities and Markets Authority (ESMA) will hold an open hearing on the issues set out in its Discussion Paper on the Validation and Review of Credit Rating Agencies’ methodologies published in November 2015. The discussion paper requests views on how CRAs should demonstrate rating methodologies’ ‘discriminatory power’, ‘historical... |
|
|||
| ESA Investor Day | MiFID - Investor Protection |
ESMA, 103 Rue de Grenelle, 75007 Paris |
The hearing will be held on |
This meeting is open to the public on a first come first served basis |
ESA Investor Day Organised jointly by ESMA, EBA and EIOPA |
|