Hearings
| Date | Title | Section | Location | Booking | Time | Condition | Hearing on | Related documents | Info |
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| Open hearing on retail investor protection topics | MiFID - Investor Protection |
Online |
BOOK | The hearing will be held on |
Registration will close on 21 November at 23:59. Connection details will be sent to registered participants. |
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, will hold an open hearing for its Call for Evidence on a number of retail investor protection topics under MiFID II. These views will feed into ESMA’s technical advice to the European Commission (EC) on the development of its strategy for retail investment... |
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| Hearing on EMIR Reporting Guidelines | Market data |
Online Connection details will be sent to registered participants. |
The hearing will be held on |
Click here to access the recording of the event. |
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, will hold an open hearing on EMIR Reporting Guidelines. The hearing is part of the consultation on draft Guidelines on a wide range of topics related to reporting, data quality and data access under EMIR Refit and on the validation rules that clarify... |
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| Hearing on the public consultations on the CCP recovery regime | CCP Directorate |
Online Connection details will be sent to registered participants. |
The hearing will be held on |
Please follow the below instructions when registering;
Registrations will close on 10 September 2021. |
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, will hold an open hearing for its consultation papers on the Recovery regime under CCPRRR on 14 September 2021. The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, launched on the 12 July 2021 seven public... | ||||
| Webinar on ESMA's report on trends, risks and vulnerabilities no.2 2021 | Risk Analysis & Economics - Markets Infrastructure Investors |
Online. Connection details will be sent to registered participants |
The hearing will be held on |
This webinar is open to the public on the basis of registration by 12.00 on Tuesday 7 September. Connection details will be sent to the participants following the close of the registration process. |
The Report highlights the continued rise in valuations across asset classes in an environment of economic recovery and low interest rates, the increased risk taking of investors and the materialisation of event risks such as GameStop, Archegos and Greensill. During the webinar you will see a presentation of the report and its findings. The... |
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| ESMA ORGANISES SECOND WORKSHOP ON “CCP MARGINS AND PROCYCLICALITY IN TIMES OF CRISIS’’ | CCP Directorate |
Online
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The hearing will be held on |
Please note that participants will be asked to register personally (rather than one person signing up on behalf of a team or an organisation). |
ESMA will be hosting its second public outreach on CCP margins and procyclicality in times of crisis. Speakers from ESMA (Nicoletta Giusto, Andreas Georgopoulos), from the ESRB (Mieke Wennekes) and from the private sector (Vanaja Indra, Insight Investments; Barry Hadingham, Aviva Investors; Gerrit van den Akker, NNIP; and Vicky Hsu, Blackrock)... | ||||
| Taxonomy-related product disclosures. Public event on the European Supervisory Authorities consultation | Joint Committee, Sustainable finance |
Online. Connection details will be sent to registered participants. |
The hearing will be held on |
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During this public event, the European Supervisory Authorities will present their proposals and open a dialogue with stakeholders on draft Regulatory Technical Standards (RTS) on the content and presentation of product disclosures (covered by the Taxonomy Regulation) imposing additional rules for the subset of financial products that make... |
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| Webinar on ESMA and EIOPA's ASRs on cost and performance | Fund Management, Innovation and Products |
Online. Connection details will be sent to registered participants. |
The hearing will be held on |
Please find the presentations given during this webinar. |
ESMA and EIOPA have published their third reports on the cost and past performance of retail investment products , insurance-based investments products and personal pension products . A joint ESMA-EIOPA event to share the findings of both reports will take place on 21 April 2021. During this webinar you will see a presentation of the reports,... | ||||
| Webinar on Sustainable Finance - Fund portfolio networks: a climate risk perspective | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors, Sustainable finance |
Online. Connection details will be sent to registered participants. |
The hearing will be held on |
Please find the slides presented during this webinar. |
Webinar Within the European financial sector, investment funds are more exposed to climate-sensitive economic sectors than banks, insurers and pension funds. However, few investment fund climate-related financial risk assessments have been conducted. ESMA has made a first attempt to fill this gap , using a data set of EUR 8 trillion of European... |
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| Open hearing on crowdfunding consultation paper | Crowdfunding |
Online. Connection details will be sent to registered participants. |
The hearing will be held on |
Places are limited for technical reasons and registrations will close on 7 April. |
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, will hold an open hearing for its Consultation Paper on draft Technical Standards under the European Crowdfunding Service Providers for Business Regulation (ECSPR) on 12 April 2021. The consultation paper seeks the views of interested parties on 7 draft... |
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| Webinar on ESMA's report on trends, risks and vulnerabilities no.1 2021 | Risk Analysis & Economics - Markets Infrastructure Investors |
Online. Connection details will be sent to registered participants. |
The hearing will be held on |
This webinar is open to the public on the basis of registration by 12.00 on Tuesday 23 March. Connection details will be sent to the participants following the close of the registration process. |
The Report analyses the impact of COVID-19 on financial markets during the second half of 2020 and highlights the increasing credit risks linked to significant corporate and public debt overhang, as well as the risks linked with investments in non-regulated crypto-assets. During the webinar you will see a presentation of the report and its... |
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| ESMA webinar - WP on MiFID II research unbundling | Innovation and Products |
Online. Connection details will be sent to registered participants. |
The hearing will be held on |
Registration for this webinar is now closed. |
ESMA has published a working paper on MiFID II research unbundling. During the webinar you will see a presentation of the working paper and its findings, followed by a Q&A session. Main findings presented in the working paper: Concerns have been raised that the MiFID II research unbundling provisions could have had detrimental effects,... |
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| ESMA organises workshop on CCP margins and procyclicality in times of crisis | CCP Directorate |
Online. Connection details will be sent to registered participants. |
The hearing will be held on |
Interested stakeholders can register online to participate in this event. Please note that the number of available places will be limited due to technical reasons. |
ESMA is organising a workshop on CCP margins and procyclicality in times of crisis on 17 February 2021 from 2:30 to 6:00 PM Paris time via conference call. Presentations will be given by members of ESMA’s CCP Directorate and by external stakeholders. The presentations will be followed by a Q&A session. The workshop will primarily be of... | ||||
| Webinar on ESMA's ASRs on derivatives and securities markets | Risk Analysis & Economics - Markets Infrastructure Investors |
Online. Connection details will be sent to registered participants. |
The hearing will be held on |
This webinar is open to the public on the basis of registration by 12.00 on Monday 23 November. Connection details will be sent to the participants following the close of the registration process. |
ESMA has published its first statistical report on EU securities markets and its third annual statistical report on EU derivatives markets. During the webinar you will see a presentation of the reports and their findings. The presentation will be followed by a Q&A session. |
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| Webinar on ESMA's report on trends, risks and vulnerabilities no.2 2020 | Risk Analysis & Economics - Markets Infrastructure Investors |
Online. Connection details will be sent to registered participants. |
The hearing will be held on |
This webinar is open to the public on the basis of registration by 12.00 on Monday 7 September. Connection details will be sent to the participants following the close of the registration process. |
The Report analyses the impact of COVID-19 on financial markets during the first half of 2020 and highlights the risk of a potential decoupling of financial market performance and underlying economic activity, which raises the question of the sustainability of the current market rebound. During the webinar you will see a presentation of the... |
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| Public Hearing on joint ESA’s Consultation Paper on ESG Disclosures | Sustainable finance |
Online. |
The hearing will be held on |
Registration for this hearing is now closed. |
Background On 23 April, the ESAs issued a joint Consultation Paper on ESG Disclosures. The consultation paper seeks the views of interested parties on draft Regulatory Technical Standards (RTS) under the Regulation on sustainability ‐ related disclosures in the financial services sector ( Regulation (EU) 2019/2088 ). The ESAs’ draft RTS contain... |
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| Hearing on draft Regulatory Technical Standards (RTS) under the Benchmarks Regulation (BMR) | Benchmarks |
Online - further details will be sent following the close of registrations. |
The hearing will be held on |
The European Securities and Markets Authority will hold an open hearing for its Consultation Paper on draft Regulatory Technical Standards (RTS) under the Benchmarks Regulation (BMR) on Friday 29 May via conference call. |
The consultation paper seeks the views of interested parties on the proposed draft RTS covering the governance of administrators, methodology of benchmarks, reporting of infringements, mandatory administration of critical benchmarks and the compliance statement. The consultation period will end on 8 June 2020. This open hearing will primarily be... |
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| Open hearing on CP on Internal Controls for Credit Rating Agencies | Credit Rating Agencies |
ESMA, 201-203 rue de Bercy, 75012 Paris – France |
The hearing will be held on | The European Securities and Markets Authority (ESMA) will hold an open hearing for its Consultation Paper on Internal Controls for Credit Rating Agencies . The purpose of this Consultation Paper is to clarify what ESMA considers to be the characteristics and components of an effective internal control system within a CRA. This open hearing is... |
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| Open hearing on MAR review | Market Abuse |
The hearing will take place on 5 November from 9:00 to 13:00 in ESMA premises. |
The hearing will be held on |
The European Securities and Markets Authority (ESMA) will hold an open hearing on the consultation paper on the Market Abuse Regulation (MAR) Review report published recently. |
The consultation paper seeks the views of interested parties on a wide range of topics related to potential amendments of MAR. The consultation period will end on 29 November 2019. This open hearing is primarily of interest to issuers of financial instruments admitted to trading or trading on a trading venue, investment firms, asset management... |
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| Open hearing on Consultation on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions |
ESMA premises in Paris, France |
The hearing will be held on | Consultation on guidelines for reporting under Articles 4 and 12 Securities Financing Transactions Regulation (SFTR). The indicative agenda of the hearing is as follows: Timeliness of reporting of conclusion and of life-cycle events Full vs. partial reporting Net exposure basis and variation margining Repo and BSB specifics SLB specifics Margin... |
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| HEARING ON MEASURES TO PROMOTE SUSTAINABILITY IN EU CAPITAL MARKETS | Corporate Finance |
ESMA Premises, 103, rue de Grenelle, 75007 Paris - France |
The hearing will be held on |
The hearing will take place at ESMA premises at: 103, rue de Grenelle, 75007 Paris - France. PLEASE NOTE: THIS HEARING IS FULLY BOOKED. |
A recording of the hearing is available on ESMA's YouTube account The European Securities and Markets Authority (ESMA) will hold an open hearing on the following consultation papers: Consultation on integrating sustainability risks and factors in MiFID II Consultation on integrating sustainability risks and factors in the UCITS Directive and AIFMD... |
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