Skip to main content
Home

ESMA

  • FAQ
  • Glossary
  • Contact Us

Follow Esma :

  • LinkedIn
  • Twitter
  • Youtube
  • RSS

Extranet

Search form

  • About ESMA
    • Who we are
      • ESMA organigramme
      • Organisation
      • Corporate information
      • Work programme and budget
      • Contact info
      • Complaints
    • CAREERS
      • Vacancies
    • PROCUREMENT
    • GOVERNANCE
      • European supervisory framework
      • Board of Supervisors and NCAs
      • Board of Appeal
      • Management Board
      • Joint Committee
      • Securities and Markets Stakeholder Group
    • WORKING METHODS
      • Standing Committees

    WHAT IS COMING UP

    Consult our ongoing work

    ESMA'S WORK PROGRAMME

  • Press & News
    • ESMA NEWS
    • PRESS RELEASES
    • PRESS CONTACT INFORMATION
    • SPEAKING REQUESTS
    • KEY DATES
    • CONSULTATIONS
    • HEARINGS
  • Policy activities
    • CORPORATE DISCLOSURE
      • IAS Regulation
      • Prospectus
      • Transparency
      • Corporate Governance
      • Audit
      • Takeover Bids
    • CREDIT RATING AGENCIES
    • FUND MANAGEMENT
    • MIFID (II) AND INVESTOR PROTECTION
      • Investor protection policy
    • Market Abuse
    • MiFID (II) and MiFIR
      • MiFIR reporting
    • Benchmarks
    • Short Selling
    • POST-TRADING
      • Trade Reporting
      • OTC derivatives and clearing obligation
      • Non-financial counterparties (NFCs)
      • CCPs
      • Settlement
  • Supervision
    • SUPERVISION
      • Credit Rating Agencies
      • Trade Repositories
    • ENFORCEMENT
    • Non-EU CRAs
    • Non-EU CCPs and TRs
  • Convergence
    • SUPERVISORY CONVERGENCE
      • Breach of Union law
      • Mediation
    • IFRS Supervisory Convergence
    • INTERNATIONAL COOPERATION
  • Risk Analysis
    • MARKETS, INFRASTRUCTURE & INVESTORS
    • INNOVATION & PRODUCTS
  • Rules, Databases & Library
    • REGISTERS AND DATA
    • ESMA LIBRARY
    • GUIDELINES AND TECHNICAL STANDARDS
  • Investor corner
    • CHECK IF A FIRM IS REGULATED
    • GET READY TO INVEST
    • FILE A COMPLAINT
    • WARNING AND PUBLICATIONS FOR INVESTORS
  • ESMA Calendar for November 2016

    The monthly calendar includes details of speaking appearances, meetings, consultations and publications for the coming month.
    READ MORE
  • ESMA is recruiting

    See ongoing vacancies in the Careers section
    READ MORE
  • ESMA Guidelines and Technical Standards

    Overview of all guidelines and technical standards in ESMA's scope, with information about the process and status of implementation
    READ MORE
  • Access to ESMA data

    All ESMA databases and lists are available on our centralised Registers and Data page
    READ MORE
  • Stay up to date

    Sign up for our notifications to receive email updates for new publications
    READ MORE

Your Input

  • Open Consultations
  • Open Hearings
  • Consultation on draft RTS and ITS under SFTR and amendments to related EMIR RTS 30 November 2016
    RESPOND
  • Consultation on Draft technical standards under the Benchmarks Regulation 02 December 2016
    RESPOND
  • Consultation on draft RTS specifying the scope of the consolidated tape for non-equity financial... 05 December 2016
    RESPOND
  • Consultation on Guidelines on the calibration, publication and reporting of trading halts 06 December 2016
    RESPOND
all consultations
No scheduled hearings
all hearings

News

  • Fund Management

    ESMA publishes updated UCITS Q&A

    21 November 2016

    The European Securities and Markets Authority (ESMA) has published an updated questions and answers...

    2016-1586_qa_on_ucits_directive.pdf
  • MiFID - Secondary Markets

    ESMA publishes MiFID II Q&As on transparency and market structure topics

    18 November 2016

    The European Securities and Markets Authority (ESMA) has published two Questions and Answers (Q&A) documents...

    2016-1424_questions_and_answers_on_mifid_ii_and_mifir_transparency_topics_.pdf
  • MiFID - Investor Protection
    Speeches

    ESMA Chair says safeguarding investors is key to Capital Markets Union’s success

    17 November 2016

    The European Securities and Markets Authority (ESMA) Chair, Steven Maijoor, today gave a...

    2016-1584_speech_safeguarding_investors_is_key_to_ensuring_the_capital_markets_unions_success.pdf
  • Fund Management
    Speeches

    ESMA Chair speaks on improving outcomes for investors in investment funds

    16 November 2016

    The European Securities and Markets Authority (ESMA) Chair, Steven Maijoor, today...

    2016-1579_steven_maijoor_speech_to_efama_investment_management_forum.pdf
  • MiFID - Investor Protection

    ESMA responds to Commission’s consultation on potential EU personal pension framework

    16 November 2016

    The European Securities and Markets Authority (ESMA) has published its ...

    2016-1573_esma_response_to_the_commission_consultation_on_a_potential_eu_personal_pension_framework_.pdf
  • Fund Management

    ESMA publishes updated AIFMD Q&A

    16 November 2016

    The European Securities and Markets Authority (ESMA) has published an updated questions and answers document (...

    2016-1576_qa_on_the_application_of_the_aifmd.pdf
  • Credit Rating Agencies
    Press Releases

    ESMA finalises Guidelines on the validation and review of CRAs’ methodologies

    15 November 2016

    The European Securities and Markets Authority (ESMA) has published today its ...

    2016-1577_press_release_esma_finalises_guidelines_on_review_and_validation_of_cras_methodologies.pdf
  • Post Trading

    ESMA defines common supervisory approach for CCPs’ service extensions and change of risk models

    15 November 2016

    The European Securities and Markets Authority (ESMA) has issued today an...

    2016-1574_-_opinion_on_significant_changes_for_ccps.pdf
  • Post Trading
    Press Releases

    ESMA asks Commission to delay central clearing for small financial counterparties

    14 November 2016

    The European Securities and Markets Authority (ESMA) has published today its...

    2016-1565_final_report_on_clearing_obligation.pdf
  • Fund Management

    The European Commission invites European Supervisory Authorities to amend PRIIPs rules and develop guidance

    11 November 2016

    The European Supervisory Authorities (ESAs) - the European Banking Authority (EBA), European Securities and Markets...

ALL NEWS
Home
test
Print
ESMA is an authority of the European Union
  • Legal notice
  • Useful links
  • Data protection
  • Sitemap
  • Careers
  • FAQ
  • Glossary
  • Contact Us