Consultation on technical advice under the new Prospectus Regulation

Consultation on technical advice under the new Prospectus Regulation

from 06 July 2017 to 28 September 2017

Details

These Consultation Papers may be of particular interest to investors, issuers, including issuers already admitted to trading on a regulated market or on a multilateral trading facility, offerors or persons asking for admission to trading on a regulated market as well as to any market participant who is affected by the new Prospectus Regulation.​  The consultation has been split into three parts, with each consultation paper having a corresponding response form.  If you are responding to more than one consultation, please upload all files in the same response.

Instructions

In order to facilitate analysis of responses, respondents are requested to follow the below steps when preparing and submitting their response:

·                Insert your responses to the questions in the Consultation Paper in the relevant form, available below. 

·                Please do not remove tags of the type <ESMA_QUESTION_FAC_1>. Your response to each question has to be framed by the two tags corresponding to the question.

·                If you do not wish to respond to a given question, please do not delete it but simply leave the text “TYPE YOUR TEXT HERE” between the tags.

·                When you have drafted your response, name your response form according to the following convention: ESMA_FAC_nameofrespondent_RESPONSEFORM. For example, for a respondent named ABCD, the response form would be entitled ESMA_FAC_ABCD_RESPONSEFORM.

·                Upload the form containing your responses, in Word format, to ESMA’s website (www.esma.europa.eu under the heading ‘Your input – Open consultations’ à ‘Consultation on technical advice under the new Prospectus Regulation’).

7 RELATED DOCUMENTS
Documents available for this Consultation
DateReferenceTitleDocument
06/07/2017ESMA71-99-514Press release - ESMA proposes simplifications for prospectuses
06/07/2017ESMA31-62-532 Draft technical advice on format and content of the prospectus
06/07/2017ESMA31-62-532 reply formResponse form_Consultation Paper on format and content of the prospectus
06/07/2017ESMA31-62-649Draft technical advice on content and format of the EU Growth prospectus
06/07/2017ESMA31-62-649 reply formResponse form_Consultation Paper on EU Growth prospectus
06/07/2017ESMA31-62-650Draft technical advice on scrutiny and approval of the prospectus
06/07/2017ESMA31-62-650 reply formResponse form_Consultation Paper on scrutiny and approval

Responses

Operations
Activity Institution Download
Asset Management BVI
Banking French Banking Federation
Banking BNP Paribas
Banking Austrian Federal Economic Chamber, Division Bank and Insurance
Banking ABN AMRO Clearing Bank N.V.
Banking Association for Financial Markets in Europe
Banking Deutsche Bank
Banking Die Deutsche Kreditwirtschaft
Banking Die Deutsche Kreditwirtschaft
Banking Die Deutsche Kreditwirtschaft
Banking Italian Banking Association
Banking European Association of Co-operative Banks
Banking Finance Denmark
Banking European Savings and Retail Banking Group
Credit Rating Agencies Moody's Investors Service Ltd.
Government, Regulatory and Enforcement CNMV Advisory Committee
Investment Services THE BANK OF NEW YORK MELLON
Investment Services AMAFI
Investment Services Swedish Securities Dealers Association
Issuers Association Nationale des Sociétés par Actions - ANSA
Issuers Association Nationale des Sociétés par Actions - ANSA
Issuers German Derivatives Association (DDV)
Issuers Quoted Companies Alliance
Issuers Stichting Obligatiehoudersbelangen
Issuers Quoted Companies Alliance
Issuers Quoted Companies Alliance
Issuers Stichting Obligatiehoudersbelangen
Issuers Deutsches Aktieninstitut e.V.
Issuers SpineGuard
Legal and Accountancy Heuking Kühn Lüer wojtek
Legal and Accountancy Association of Danish Lawfirms
Legal and Accountancy ADB
Legal and Accountancy De Brauw Blackstone Westbroek
Legal and Accountancy Accountancy Europe
Legal and Accountancy DLA Piper Studio Legale Tributario Associato
Legal and Accountancy Air Liquide
Legal and Accountancy CNCC - Compagnie Nationale des Commissaires aux Comptes
Legal and Accountancy STARKE.recht GmbH
Legal and Accountancy KPMG EMA
Legal and Accountancy Maviglia & Partners Studio Legale Associato
Legal and Accountancy Deloitte
Legal and Accountancy PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft
Legal and Accountancy BDO LLP
Legal and Accountancy Ernst & Young LLP
Legal and Accountancy DLA Piper Studio Legale Tributario Associato
Legal and Accountancy FSR - Danish Auditors
Legal and Accountancy ICAEW
Regulated markets Irish Stock Exchange
Exchanges and Trading Systems Nasdaq
Exchanges and Trading Systems Euronext
Exchanges and Trading Systems LSEG
Others Assonime
Others SFAF
Others IDSA
Others Medef
Others European Issuers
Others EPPF - European Private Placement Facility
Others AFEP
Others CFA Institute
ccb.v2017.n2.1.pdf (247.79 KB)
Others International Capital Market Association (ICMA)
Others ASSIREVI
Others France Biotech
Others Joint Working Party of the Law Society and City of London Law Society
Others Association of capital market orientated small and medium-sized enterprises (“Interessenverband kapitalmarktorientierter kleiner und mittlerer Unternehmen (KMU)
Others International Capital Market Association (ICMA)
Others Global Legal Entity Identifier Foundation (GLEIF)
Others BETTER FINANCE
Others Institut der Wirtschaftspruefer in Deutschland e.V. (IDW)
Regulated markets, exchanges & trading systems The Association of Investment Companies
Regulated markets, exchanges & trading systems Federation of European Securities Exchanges (FESE)