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620 documents
Date Reference Title Sections Type Main document Info
ESMA70-154-271 Guidelines on the management body of market operators and data reporting services providers Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 234.15 KB
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ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 1.48 MB
Related documents Annex (Template for the Assessment of Collective Suitability)
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ESMA/2016/1452 TC Transaction reporting, order record keeping and clock synchronisation under MiFID II - track changes Trading Guidelines & Recommendations DOWNLOAD 4.75 MB
2016/1452 Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 4.67 MB
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ESMA70-151-435 CSDR guidelines on cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014 Post Trading Guidelines & Recommendations DOWNLOAD 350.97 KB
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ESMA70-872942901-63 Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 272.82 KB
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ESMA70-151-298 Guidelines on CSD access to trading feeds of CCPs and TVs Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 190.81 KB
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ESMA70-151-294 Guidelines on CSD participant default rules Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 369.39 KB
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ESMA70-708036281-73 CSDR substential importance indicators - template Post Trading Guidelines & Recommendations DOWNLOAD 140.54 KB
2016/1575 Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 409.59 KB
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ESMA/2016/1480 MAR Guidelines on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 214.29 KB
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2016/1478 MAR Guidelines - Delay in the disclosure of inside information Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 184.61 KB
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2016/1477 MAR Guidelines - Persons receiving market soundings Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 278.79 KB
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2016/579 Guidelines on sound remuneration policies under the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 161.35 KB
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2016/575 Guidelines on sound remuneration policies under the UCITS Directive Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 666.92 KB
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2016/574 EN Guidelines on cross-selling practices Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 292.49 KB
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2015/1886 EN Guidelines for the assessment of knowledge and competence Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 308.18 KB
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2015/1787 Guidelines on complex debt instruments and structured deposits Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 174.23 KB
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2013/322 HR Smjernice i preporuke za uspostavu dosljedne, učinkovite i uspješne procjene sporazuma o interoperabilnosti Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 270.63 KB
Related documents Guidelines and Recommendations for establishing consistent, efficient and effective assessments of interoperability arrangements
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2013/74 HR Smjernice Izuzeće za aktivnosti održavanja tržišta i aktivnosti na primarnom tržištu u skladu s Uredbom (EU) 236/2012 Europskog parlamenta i Vijeća o kratkoj prodaji i određenim aspektima kreditnih izvedenica na osnovi nastanka statusa neispunjavanja obve Short Selling Guidelines & Recommendations DOWNLOAD 671.15 KB