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ESMA70-154-271 |
Guidelines on the management body of market operators and data reporting services providers |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA71-99-598 |
Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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ESMA/2016/1452 TC |
Transaction reporting, order record keeping and clock synchronisation under MiFID II - track changes |
Trading |
Guidelines & Recommendations |
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2016/1452 |
Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA70-151-435 |
CSDR guidelines on cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014 |
Post Trading |
Guidelines & Recommendations |
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ESMA70-872942901-63 |
Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA70-151-298 |
Guidelines on CSD access to trading feeds of CCPs and TVs |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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ESMA70-151-294 |
Guidelines on CSD participant default rules |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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ESMA70-708036281-73 |
CSDR substential importance indicators - template |
Post Trading |
Guidelines & Recommendations |
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2016/1575 |
Guidelines on the validation and review of Credit Rating Agencies’ methodologies |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA/2016/1480 |
MAR Guidelines on commodity derivatives |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Guidelines & Recommendations |
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2016/1478 |
MAR Guidelines - Delay in the disclosure of inside information |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Guidelines & Recommendations |
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2016/1477 |
MAR Guidelines - Persons receiving market soundings |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Guidelines & Recommendations |
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2016/579 |
Guidelines on sound remuneration policies under the AIFMD |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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2016/575 |
Guidelines on sound remuneration policies under the UCITS Directive |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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2016/574 EN |
Guidelines on cross-selling practices |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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2015/1886 EN |
Guidelines for the assessment of knowledge and competence |
Guidelines and Technical standards |
Guidelines & Recommendations |
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2015/1787 |
Guidelines on complex debt instruments and structured deposits |
Guidelines and Technical standards |
Guidelines & Recommendations |
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2013/322 HR |
Smjernice i preporuke za uspostavu dosljedne, učinkovite i uspješne procjene sporazuma o interoperabilnosti |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 270.63 KB |
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2013/74 HR |
Smjernice Izuzeće za aktivnosti održavanja tržišta i aktivnosti na primarnom tržištu u skladu s Uredbom (EU) 236/2012 Europskog parlamenta i Vijeća o kratkoj prodaji i određenim aspektima kreditnih izvedenica na osnovi nastanka statusa neispunjavanja obve |
Short Selling |
Guidelines & Recommendations |
DOWNLOAD 671.15 KB |
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