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ESMA70-156-4263 |
Guidelines on the MiFID II/ MiFIR obligations on market data |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA34-45-1272 |
Guidelines on marketing communications under the Regulation on cross-border distribution of funds |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA70-151-3431 |
Guidelines on written agreements between members of CCP colleges |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA34-49-291 |
Guidelines on stress test scenarios under the MMF Regulation |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA34-32-701 |
Guidelines on Article 25 of Directive 2011/61/EU |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA50-164-4285 |
Guidelines On outsourcing to cloud service providers |
Digital Finance and Innovation |
Guidelines & Recommendations |
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ESMA33-9-295 |
Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition |
Credit Rating Agencies |
Guidelines & Recommendations |
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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA74-362-249 |
Guidelines On periodic information to be submitted to ESMA by Trade Repositories |
Market data, Supervisory convergence, Trade Repositories |
Guidelines & Recommendations |
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ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi |
Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR |
Investor protection |
Technical Advice |
DOWNLOAD 337.33 KB |
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ESMA33-9-320 |
Guidelines On Disclosure Requirements Applicable to Credit Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA33-9-371 |
Guidelines on Internal Control for CRAs |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA32-382-1138 |
Guidelines on disclosure requirements under the Prospectus Regulation |
Guidelines and Technical standards, Prospectus |
Guidelines & Recommendations |
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ESMA33-128-1001 |
Guidelines on portability of information between securitisation repositories under the Securitisation Regulation |
Securitisation |
Guidelines & Recommendations |
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ESMA32-50-218 |
Guidelines on enforcement of financial information |
Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA33-128-1217 |
Guidelines on securitisation repository data completeness and consistency thresholds |
Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA34-39-992 |
Guidelines on performance fees in UCITS and certain types of AIFs |
Fund Management, Guidelines and Technical standards, Supervisory convergence |
Guidelines & Recommendations |
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ESMA80-191-932 |
Guidance on registering securitisation repositories |
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Guidelines & Recommendations |
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ESMA34-39-897 |
Guidelines on liquidity stress testing in UCITS and AIFs |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA42-110-1132 |
Confirmation of compliance with guidelines |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 120.18 KB |
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