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581 documents
Date Reference Title Sections Type Main document Info
ESMA32-50-218 Guidelines on enforcement of financial information Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 315.49 KB
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ESMA33-128-1217 Guidelines on securitisation repository data completeness and consistency thresholds Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 373.62 KB
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ESMA34-39-992 Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 224.69 KB
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ESMA34-39-897 Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 298.91 KB
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ESMA42-110-1132 Confirmation of compliance with guidelines Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 120.18 KB
ESMA34-49-173 Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 654.61 KB
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ESMA70-151-2906 Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 161.16 KB
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ESMA34-49-172 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 637.91 KB
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ESMA31-62-1293 Guidelines on risk factors under the Prospectus Regulation Guidelines and Technical standards, Prospectus Guidelines & Recommendations DOWNLOAD 227.52 KB
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ESMA70-145-1209 Guidelines on non-significant benchmarks under the Benchmarks Regulation Benchmarks, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 120.36 KB
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ESMA-70-156-869 Guidelines on the application of C6 and C7 of Annex 1 of MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 218.51 KB
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ESMA33-9-282 Guidelines on the application of the endorsement regime for CRAs Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 162.21 KB
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ESMA70-151-367 Guidelines on internalised settlement reporting under Article 9 of CSDR Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 221.19 KB
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ESMA70-151-1439 Guidelines on CCP conflict of interest management Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 267.17 KB
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ESMA70-151-1350 Guidelines on position calculation by Trade Repositories under EMIR Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 184.37 KB
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ESMA70-154-803 BoS Decision Notice AT Guidelines Withdrawal Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 512.94 KB
ESMA70-151-1116 Guidelines on transfer of data between TRs Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 368.28 KB
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ESMA71-99-598 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 871.26 KB
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ESMA34-49-115 Guidelines on stress tests scenarios under Article 28 of the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 338.92 KB
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ESMA35-43-620 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 379.55 KB
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