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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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1145 documents
Date Reference Title Sections Type Main document Info
JC 2023 39 Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 1.03 MB
ESMA35-43-3599 Call for evidence on MiFID II suitability and sustainability Investor protection Consultation Paper DOWNLOAD 476.48 KB
ESMA80-416-203 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.97 KB
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ESMA91-372-2067 Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 164.11 KB
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ESMA91-372-1704 Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 141.99 KB
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ESMA91-372-2070 Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 192.51 KB
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Translated versions BG , DA , DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SK , SL , SV
ESMA91-372-1700 Guidelines on the consistent application of the triggers for the use of Early Intervention Measures CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 208.99 KB
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JC SC DOR-23-54 Joint European Supervisory Authority Discussion paper on DORA Digital Finance and Innovation, Joint Committee Consultation Paper DOWNLOAD 780.88 KB
JC 2023 16 Consultation Paper on draft implementing technical standards amending Implementing Regulation (EU) 2016/1800 on the allocation of credit assessments of ECAIs to an objective scale of credit quality steps for Solvency II Joint Committee Consultation Paper DOWNLOAD 709.29 KB
JC 2023 15 Consultation Paper on draft implementing technical standards amending the mapping of ECAIs’ credit assessments Joint Committee Consultation Paper DOWNLOAD 597.06 KB
ESMA34-1300023242-124 Consultation Paper on the draft regulatory technical standards under the revised ELTIF Regulation Fund Management Consultation Paper DOWNLOAD 844.96 KB
ESMA35-42-1470 Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 1.41 MB
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JC 2023 09 Joint Consultation Paper on the Review of SFDR Delegated Regulation regarding PAI and financial product disclosures Joint Committee, Sustainable finance Consultation Paper DOWNLOAD 1.55 MB
ESMA35-43-3172 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.51 KB
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ESMA35-43-3565 Guidelines on certain aspects of the MIFID II remuneration requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 267.61 KB
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ESMA74-362-2724 Consultation Paper on the amendments to Guidelines on position calculation under EMIR Post Trading, Trade Repositories Consultation Paper DOWNLOAD 833.38 KB
ESMA91-372-1701 Guidelines on CCP recovery plan scenarios (Article 9(12) of CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 359.62 KB
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ESMA91-372-1702 Guidelines on CCP recovery plan indicators (Article 9(5) CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 410.19 KB
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ESMA70-460-213 Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Guidelines and Technical standards, Digital Finance and Innovation, Trading Guidelines & Recommendations DOWNLOAD 383.56 KB
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JC 2022 76 Consultation Paper on Guidelines on the system for the exchange of information relevant to fit and proper assessments Investor protection, Joint Committee Consultation Paper DOWNLOAD 312 KB