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JC 2023 39 |
Consultation Paper on draft RTS on ICT risk management tools, methods, processes and policies |
Digital Finance and Innovation, Joint Committee |
Consultation Paper |
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ESMA35-43-3599 |
Call for evidence on MiFID II suitability and sustainability |
Investor protection |
Consultation Paper |
DOWNLOAD 476.48 KB |
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ESMA80-416-203 |
Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA91-372-2067 |
Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA91-372-1704 |
Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA91-372-2070 |
Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA91-372-1700 |
Guidelines on the consistent application of the triggers for the use of Early Intervention Measures |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
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Scope of Guidelines on the consistent application of the triggers for the use of Early Intervention Measures |
Summary |
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JC SC DOR-23-54 |
Joint European Supervisory Authority Discussion paper on DORA |
Digital Finance and Innovation, Joint Committee |
Consultation Paper |
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JC 2023 16 |
Consultation Paper on draft implementing technical standards amending Implementing Regulation (EU) 2016/1800 on the allocation of credit assessments of ECAIs to an objective scale of credit quality steps for Solvency II |
Joint Committee |
Consultation Paper |
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JC 2023 15 |
Consultation Paper on draft implementing technical standards amending the mapping of ECAIs’ credit assessments |
Joint Committee |
Consultation Paper |
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ESMA34-1300023242-124 |
Consultation Paper on the draft regulatory technical standards under the revised ELTIF Regulation |
Fund Management |
Consultation Paper |
DOWNLOAD 844.96 KB |
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ESMA35-42-1470 |
Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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JC 2023 09 |
Joint Consultation Paper on the Review of SFDR Delegated Regulation regarding PAI and financial product disclosures |
Joint Committee, Sustainable finance |
Consultation Paper |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA35-43-3565 |
Guidelines on certain aspects of the MIFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA74-362-2724 |
Consultation Paper on the amendments to Guidelines on position calculation under EMIR |
Post Trading, Trade Repositories |
Consultation Paper |
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ESMA91-372-1701 |
Guidelines on CCP recovery plan scenarios (Article 9(12) of CCPRRR) |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA91-372-1702 |
Guidelines on CCP recovery plan indicators (Article 9(5) CCPRRR) |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA70-460-213 |
Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure |
Guidelines and Technical standards, Digital Finance and Innovation, Trading |
Guidelines & Recommendations |
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JC 2022 76 |
Consultation Paper on Guidelines on the system for the exchange of information relevant to fit and proper assessments |
Investor protection, Joint Committee |
Consultation Paper |
DOWNLOAD 312 KB |
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