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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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112 documents
Date Reference Title Sections Type Main document Info
ESMA74-1103241886-912 Warning on posting Investment Recommendation on social media Investor protection, Market Abuse, Warnings and publications for investors Investor Warning DOWNLOAD 1.03 MB
ESMA35-43-3448 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 309.37 KB
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ESMA35-42-1470 Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 1.41 MB
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ESMA35-43-3172 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.51 KB
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ESMA35-43-3565 Guidelines on certain aspects of the MIFID II remuneration requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 267.61 KB
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ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
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ESA 2022 15 EU financial regulators warn consumers on the risks of crypto-assets Digital Finance and Innovation, Joint Committee, Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 118.67 KB
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ESMA35-43-1163 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 272.92 KB
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ESMA35-36-2319 EN Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 584.29 KB
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ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
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ESMA71-99-598 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 871.26 KB
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ESMA50-164-1284 ESA warning on virtual currencies Joint Committee, Investor protection Investor Warning DOWNLOAD 563.64 KB
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ESMA35-43-620 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 379.55 KB
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ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 1.48 MB
Related documents Annex (Template for the Assessment of Collective Suitability)
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2016/1166 Warning about CFDs, binary options and other speculative products Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 149.13 KB
2016/574 EN Guidelines on cross-selling practices Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 292.49 KB
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2014-1293 ESMA Guidelines on enforcement of financial information Issuer disclosure, Financial reporting Guidelines & Recommendations DOWNLOAD 405.13 KB
2013/606 BG Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 298.55 KB
2014/298 Guidelines on cooperation arrangements and information exchange between competent authorities and between competent authorities and ESMA Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 433.04 KB
Related documents Guidelines compliance table for Guidelines on cooperation arrangements and information exchange
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2014/154 SV Risker med att investera i komplexa produkter Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 468.78 KB