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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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220 documents
Date Reference Title Sections Type Main document Info
ESMA43-857238790-1632 ESMA sanctions REGIS-TR for serious breaches of organisational obligations - Press release Press Releases, Securities Financing Transactions, Supervision, Trade Repositories Press Release DOWNLOAD 189.41 KB
Related documents Decision to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR S.A. Public notice on supervisory measures and fines imposed on REGIS-TR
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ESMA43-857238790-1629 Public notice on supervisory measures and fines imposed on REGIS-TR Securities Financing Transactions, Supervision, Trade Repositories Reference DOWNLOAD 247.58 KB
Related documents Decision to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR S.A.
Summary
Translated versions
ESMA43-857238790-1634 Decision to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR S.A. Board of Supervisors, Securities Financing Transactions, Supervision, Trade Repositories Decision DOWNLOAD 1.05 MB
Finfluencers factsheet Finfluencers - tips for responsible promotion Investor protection, Warnings and publications for investors Reference DOWNLOAD 554.8 KB
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Translated versions DE , FR , NL , BG , CS , EL , DA , DE , EL , ES , ET , FI , FR , HR , HU , EN , GA , IS , IT , DE , LT , DE , EN , FR , LV , EN , MT , NL , NO , PL , PT , RO , SK , SL , SV
factsheet Factsheet on online financial frauds and scams in an artificial intelligence world Investor protection, Joint Committee, Warnings and publications for investors Reference DOWNLOAD 1.67 MB
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Translated versions DE , FR , NL , BG , CS , EL , EN , DA , EN , DE , ES , ET , EN , FI , SV , FR , EL , HR , HU , EN , GA , IS , IT , DE , EN , LT , DE , EN , FR , LV , MT , EN , NL , PL , PT , RO , SK , SL , SV
factsheet Factsheet on crypto frauds and scams Investor protection, Joint Committee, Warnings and publications for investors Reference DOWNLOAD 1.6 MB
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Translated versions DE , FR , NL , BG , CS , EL , EN , DA , EN , DE , ET , ES , EN , FI , SV , FR , EL , HR , HU , EN , GA , IS , IT , DE , EN , LT , DE , EN , FR , LV , MT , EN , NL , PL , PT , RO , SK , SL , SV
ESAs warning on crypto-assets Joint ESAs warning on crypto-assets Digital Finance and Innovation, Investor protection, Joint Committee, Warnings and publications for investors Investor Warning DOWNLOAD 670.59 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , HU , IS , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV , FI , FR , GA , HR
ESMA80-1286971524-881 Registration guide Benchmarks, Credit Rating Agencies, Securitisation, Supervisory convergence, Sustainable finance, Trade Repositories, Trading Reference DOWNLOAD 391.52 KB
AI factsheet Warning on the use of AI for investing Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 1.67 MB
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Translated versions AT , BE , BE , BG , HR , CY , CS , DA , ET , FI , FR , DE , EL , HU , IS , GA , IT , LV , DE , LT , LU , LU , EN , NL , NO , PL , PT , RO , SK , SL , ES , SV
ESMA80-1286971524-661 Consultation Paper on Internal Controls for BAs, CRAs and Market Transparency Infrastructures Benchmarks, Credit Rating Agencies, Market data, Securities Financing Transactions, Securitisation, Trade Repositories Consultation Paper DOWNLOAD 660.31 KB
ESMA35-1872330276-1971 Warning on Crypto-assets Digital Finance and Innovation, Investor protection, Warnings and publications for investors Investor Warning DOWNLOAD 461.7 KB
ESMA84-2037069784-2168 Consultation Paper on the Supervisory expectations for the management body Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Consultation Paper DOWNLOAD 497.35 KB
ESMA84-2037069784-2169 Consultation Paper on the Guidelines on the submission of periodic information to ESMA by Benchmark Administrators, Credit Rating Agencies and Market Transparency Infrastructures Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Consultation Paper DOWNLOAD 1.6 MB
ESMA74-1103241886-912 Warning on posting Investment Recommendation on social media Investor protection, Market Abuse, Warnings and publications for investors Investor Warning DOWNLOAD 1022.88 KB
EMIR 59.3 register List of registered trade repositories Trade Repositories Reference DOWNLOAD 52.47 KB
ESMA74-362-2351 Guidelines on transfer of data between Trade Repositories under EMIR and SFTR Guidelines and Technical standards, Market data, Securities Financing Transactions, Trade Repositories Guidelines & Recommendations DOWNLOAD 321.79 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA12-2121844265-3173 Final report on Guidelines on position calculation under EMIR Guidelines and Technical standards, Post Trading, Trade Repositories Final Report DOWNLOAD 724.51 KB
ESMA74-362-2281 Guidelines for reporting under EMIR Guidelines and Technical standards, Market data, Trade Repositories Guidelines & Recommendations DOWNLOAD 3.33 MB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA74-362-2683 EMIR REFIT validation rules reconciliation tolerances and template for notifications of DQ issues Market data, Trade Repositories Reference DOWNLOAD 118.78 KB
ESMA74-362-893 QAs on SFTR data reporting Post Trading, Securities Financing Transactions, Trade Repositories Q&A DOWNLOAD 439.13 KB