ESMA Library

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941 documents
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ESMA91-372-2070 Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 192.51 KB
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ESMA40-386-3422 Scope of Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Reference DOWNLOAD 79.25 KB
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ESMA91-372-1700 Guidelines on the consistent application of the triggers for the use of Early Intervention Measures CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 208.99 KB
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA40-386-3423 Scope of Guidelines on the consistent application of the triggers for the use of Early Intervention Measures CCP, Guidelines and Technical standards Reference DOWNLOAD 83.18 KB
Related documents Guidelines on the consistent application of the triggers for the use of Early Intervention Measures
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA81-393-644 Final Report on the Review of the RTS on the information to be provided in an application for authorisation and registration under the Benchmarks Regulation Benchmarks, Guidelines and Technical standards Final Report DOWNLOAD 540.1 KB
ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements Benchmarks, Guidelines and Technical standards Compliance table DOWNLOAD 233.6 KB
ESMA34-45-1445 Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 218.1 KB
ESMA50-165-2478 Over 140,000 EEA issuers and instruments rated by CRAs - Press Release Credit Rating Agencies, Market data, Risk monitoring Press Release DOWNLOAD 152.69 KB
ESMA50-165-2477 Market Report on EU Credit Ratings market 2023 Credit Rating Agencies, Market data, Risk monitoring Report DOWNLOAD 1.23 MB
ESMA35-42-1470 Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 1.41 MB
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ESMA50-164-5210 Compliance table on Guidelines on outsourcing to cloud service providers Digital Finance and Innovation, Guidelines and Technical standards Compliance table DOWNLOAD 198.4 KB
ESMA35-43-3172 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.51 KB
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ESMA35-43-3565 Guidelines on certain aspects of the MIFID II remuneration requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 267.61 KB
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ESMA70-449-741 Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 217.23 KB
ESMA91-372-2193 Final Report on the Draft Regulatory Technical Standards on Business Reorganisation Plans CCP, Guidelines and Technical standards Final Report DOWNLOAD 675.1 KB
ESMA35-36-2819 Final Report on the Review of the ITS on cooperation in supervisory activities under MiFID II Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 340.28 KB
ESMA35-43-3448 Final report on MiFID II guidelines on product governance Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 865.85 KB
ESMA91-372-1701 Guidelines on CCP recovery plan scenarios (Article 9(12) of CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 359.62 KB
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ESMA91-372-1702 Guidelines on CCP recovery plan indicators (Article 9(5) CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 410.19 KB
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ESMA43-475-63 ESMA fines S&P €1.11 million for failures related to the premature release of credit ratings to the public - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 228.56 KB