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83 documents
Date Reference Title Sections Type Main document Info
ESMA35-43-3448 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 309.37 KB
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ESMA35-42-1470 Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 1.41 MB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3172 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.51 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3565 Guidelines on certain aspects of the MIFID II remuneration requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 267.61 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HU , GA , HR , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-1163 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 272.92 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-36-2319 EN Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 584.29 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA71-99-598 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 871.26 KB
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ESMA35-43-620 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 379.55 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , EN , PT , RO , SK , SL , SV
ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 1.48 MB
Related documents Annex (Template for the Assessment of Collective Suitability)
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2016/574 EN Guidelines on cross-selling practices Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 292.49 KB
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2013/606 BG Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 298.55 KB
2014/298 Guidelines on cooperation arrangements and information exchange between competent authorities and between competent authorities and ESMA Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 433.04 KB
Related documents Guidelines compliance table for Guidelines on cooperation arrangements and information exchange
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2012/387 HR Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz primjerenost Investor protection Guidelines & Recommendations DOWNLOAD 259.07 KB
2012/388 HR Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz funkciju praćenja usklađenosti Investor protection Guidelines & Recommendations DOWNLOAD 269.15 KB
2013/606 SV Ersättningspolicy och ersättningspraxis (MiFID-direktivet) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 248.72 KB
2013/606 ES Políticas y prácticas de remuneración (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.25 KB
2013/606 SL Politike in prakse prejemkov (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 285.25 KB
2013/606 SK Politiky a postupy odmeňovania (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 338.94 KB