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ESMA24-229244789-4704 |
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection |
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 113.45 KB |
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ESMA35-43-3448 |
Guidelines on MiFID II product governance requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 309.37 KB |
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ESMA35-42-1470 |
Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.51 KB |
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Summary |
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ESMA35-43-3565 |
Guidelines on certain aspects of the MIFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 267.61 KB |
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ESMA22-106-4322 |
SMSG Advice on Depositary Receipts and Geopolitical Risks |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
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ESMA22-106-4247 |
SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements |
Investor protection, Securities and Markets Stakeholder Group, Supervisory convergence |
SMSG Advice |
DOWNLOAD 232.86 KB |
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ESMA22-106-4032 |
SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 274.55 KB |
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ESMA35-43-3006 |
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.97 KB |
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ESMA35-43-1163 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 272.92 KB |
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Summary |
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ESMA22-106-3800 |
SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection |
Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 374.84 KB |
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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 584.29 KB |
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Summary |
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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 258.09 KB |
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ESMA71-99-598 |
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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ESMA35-43-620 |
Guidelines on MiFID II product governance requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 379.55 KB |
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Summary |
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ESMA71-99-598 |
Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 1.48 MB |
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2016/574 EN |
Guidelines on cross-selling practices |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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Summary |
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2013/606 BG |
Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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2014/298 |
Guidelines on cooperation arrangements and information exchange between competent authorities and between competent authorities and ESMA |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 433.04 KB |
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2012/387 HR |
Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz primjerenost |
Investor protection |
Guidelines & Recommendations |
DOWNLOAD 259.07 KB |
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