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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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739 documents
Date Reference Title Sections Type Main document Info
ESMA91-372-1701 Guidelines on CCP recovery plan scenarios (Article 9(12) of CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 359.62 KB
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ESMA91-372-1702 Guidelines on CCP recovery plan indicators (Article 9(5) CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 410.19 KB
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ESMA70-460-213 Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Guidelines and Technical standards, Digital Finance and Innovation, Trading Guidelines & Recommendations DOWNLOAD 383.56 KB
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ESMA50-164-6583 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 649.62 KB
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ESMA70-156-6093 Annual Report 2022 Waivers and Deferrals Trading Annual Report DOWNLOAD 1.17 MB
ESMA80-196-6345 Guidelines on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 198.49 KB
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ESMA22-439-962 2021 Annual Report Board of Supervisors, About ESMA, Management Board, About ESMA Annual Report DOWNLOAD 10.64 MB
Related documents ESMA 2021 Annual Report Press Release
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ESMA34-49-446 Guidelines on stress test scenarios under the MMF Regulation - 2021 update Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 619.42 KB
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JC 2022 01 Joint Committee Annual Report 2021 Joint Committee Annual Report DOWNLOAD 217.87 KB
ESMA70-159-4966 Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 157.26 KB
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ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
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ESMA32-63-1249 2021 Corporate reporting enforcement and regulatory activities Prospectus Annual Report DOWNLOAD 748.01 KB
ESMA42-110-3354 Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 155.7 KB
Related documents Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms
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ESMA70-151-3374 Guidelines on common procedures and methodologies on supervisory review and evaluation process of CCPs under Article 21 of EMIR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 307.48 KB
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ESMA35-43-1163 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 272.92 KB
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ESMA70-156-4474 Annual Report 2021 Waivers and Deferrals Trading Annual Report DOWNLOAD 1.89 MB
ESMA74-362-2176 Guidelines on calculation of positions in SFTs by Trade Repositories Market data, Post Trading, Securities Financing Transactions Guidelines & Recommendations DOWNLOAD 272.07 KB
Related documents Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories
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ESMA70-156-4717 Guidelines on Settlement Fails Reporting Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 577.16 KB
Related documents Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR
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ESMA81-393-288 Guidelines on methodology oversight function and record keeping requirements Benchmarks, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 154.95 KB
Related documents Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation
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ESMA70-156-4673 Annual Report on MAR administrative and criminal sanctions 2021 Market Abuse Annual Report DOWNLOAD 338.34 KB