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ESMA35-43-3448 |
Guidelines on MiFID II product governance requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA35-42-1470 |
Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.51 KB |
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ESMA35-43-3565 |
Guidelines on certain aspects of the MIFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA35-43-3006 |
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.97 KB |
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Summary |
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ESMA35-43-1163 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 584.29 KB |
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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 258.09 KB |
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ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi |
Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR |
Investor protection |
Technical Advice |
DOWNLOAD 337.33 KB |
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ESMA35-43-2126 |
Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II |
Investor protection |
Technical Advice |
DOWNLOAD 464.68 KB |
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ESMA35-43-2134 |
ESMA’s Technical Advice to the Commission on the effects of product intervention measures |
Investor protection |
Technical Advice |
DOWNLOAD 425.6 KB |
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ESMA71-99-598 |
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 871.26 KB |
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ESMA35-43-620 |
Guidelines on MiFID II product governance requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 379.55 KB |
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Summary |
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ESMA71-99-598 |
Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 1.48 MB |
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2016/574 EN |
Guidelines on cross-selling practices |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 292.49 KB |
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Summary |
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2014/1569 |
Technical Advice to the Commission on MiFID II and MiFIR |
Investor protection, Trading |
Technical Advice |
DOWNLOAD 2.8 MB |
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2013/606 BG |
Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 298.55 KB |
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2014/298 |
Guidelines on cooperation arrangements and information exchange between competent authorities and between competent authorities and ESMA |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 433.04 KB |
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2012/387 HR |
Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz primjerenost |
Investor protection |
Guidelines & Recommendations |
DOWNLOAD 259.07 KB |
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2012/388 HR |
Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz funkciju praćenja usklađenosti |
Investor protection |
Guidelines & Recommendations |
DOWNLOAD 269.15 KB |
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