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95 documents
Date Reference Title Sections Type Main document Info
ESMA35-43-3448 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 309.37 KB
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ESMA35-42-1470 Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 1.41 MB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3172 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.51 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3565 Guidelines on certain aspects of the MIFID II remuneration requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 267.61 KB
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ESMA24-436-1547 ESMA letter regarding concerns with changes to the insider list regime Investor protection, Market Integrity, Trading Letter DOWNLOAD 159.66 KB
ESMA35-43-3112 Letter to the EC on the MiFID II suitability consultation Investor protection Letter DOWNLOAD 177.03 KB
ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
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ESMA35-43-1163 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 272.92 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA24-436-1152 ESMA response to the Commission consultation on the Listings Act Market Abuse, Investor protection, Prospectus Letter DOWNLOAD 99.52 KB
Related documents Annex - Response to EC targeted consultation on the Listing Act
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ESMA35-36-2319 EN Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 584.29 KB
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ESMA32-67-791 Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) Audit, Financial reporting, Investor protection, Prospectus Letter DOWNLOAD 223.92 KB
ESMA35-42-1186 Letter to Commissioner McGuinness - European Crowdfunding Service Providers for Business Investor protection Letter DOWNLOAD 253.15 KB
ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
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ESMA70-156-236 Letter to the Commission on MiFID II third country regime Investor protection Letter DOWNLOAD 152.92 KB
ESMA35-36-1442 IPISC UK withdrawal from the EU Letter Investor protection Letter DOWNLOAD 234.85 KB
ESMA71-99-598 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 871.26 KB
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ESMA35-43-620 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 379.55 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , EN , PT , RO , SK , SL , SV
ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 1.48 MB
Related documents Annex (Template for the Assessment of Collective Suitability)
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2016/574 EN Guidelines on cross-selling practices Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 292.49 KB
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2016/648 ESMA response to the Commission Green Paper on retail financial services Investor protection Letter DOWNLOAD 197.44 KB