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ESMA50-164-6583 |
Guidelines on stress test scenarios under the MMF Regulation |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA80-196-6345 |
Guidelines on the Scope of the CRA Regulation |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA34-49-446 |
Guidelines on stress test scenarios under the MMF Regulation - 2021 update |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA70-159-4966 |
Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision |
Guidelines and Technical standards, Market Abuse |
Guidelines & Recommendations |
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ESMA35-43-3006 |
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA42-110-3354 |
Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms |
Guidelines and Technical standards, Supervisory convergence |
Guidelines & Recommendations |
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ESMA70-151-3374 |
Guidelines on common procedures and methodologies on supervisory review and evaluation process of CCPs under Article 21 of EMIR |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA35-43-1163 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA74-362-2176 |
Guidelines on calculation of positions in SFTs by Trade Repositories |
Market data, Post Trading, Securities Financing Transactions |
Guidelines & Recommendations |
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Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories |
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ESMA70-156-4717 |
Guidelines on Settlement Fails Reporting |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR |
Summary |
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ESMA81-393-288 |
Guidelines on methodology oversight function and record keeping requirements |
Benchmarks, Guidelines and Technical standards |
Guidelines & Recommendations |
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Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation |
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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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Joint Committee |
JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2014 Guidelines on Consistency of supervisory practices for FiCos |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors |
Joint Committee |
Guidelines & Recommendations |
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ESMA70-156-4263 |
Guidelines on the MiFID II/ MiFIR obligations on market data |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
DOWNLOAD 307.13 KB |
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Summary |
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ESMA34-45-1272 |
Guidelines on marketing communications under the Regulation on cross-border distribution of funds |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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Summary |
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