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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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712 documents
Date Reference Title Sections Type Main document Info
ESMA70-708036281-73 CSDR substential importance indicators - template Post Trading Guidelines & Recommendations DOWNLOAD 140.54 KB
2016/1575 Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 409.59 KB
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ESMA40-1432018523-304 Decision - Adopting Rules of Procedure on Professional Secrecy Management Board Decision DOWNLOAD 332.94 KB
ESMA/2016/1480 MAR Guidelines on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 214.29 KB
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2016/1478 MAR Guidelines - Delay in the disclosure of inside information Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 184.61 KB
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2016/1477 MAR Guidelines - Persons receiving market soundings Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 278.79 KB
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2016/579 Guidelines on sound remuneration policies under the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 161.35 KB
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2016/575 Guidelines on sound remuneration policies under the UCITS Directive Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 666.92 KB
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2016/1131 BoS Decision on Fitch Ratings Limited 21 July 2016 Credit Rating Agencies, Press Releases Decision DOWNLOAD 108.21 KB
2016/574 EN Guidelines on cross-selling practices Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 292.49 KB
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2016/408 Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR Trade Repositories Decision DOWNLOAD 62.47 KB
2015/1886 EN Guidelines for the assessment of knowledge and competence Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 308.18 KB
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2015/1787 Guidelines on complex debt instruments and structured deposits Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 174.23 KB
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BOA 2016 001 BoA 2016 - 001 (Decision Kluge v EBA) Board of Appeal Decision DOWNLOAD 196.32 KB
2013/322 HR Smjernice i preporuke za uspostavu dosljedne, učinkovite i uspješne procjene sporazuma o interoperabilnosti Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 270.63 KB
Related documents Guidelines and Recommendations for establishing consistent, efficient and effective assessments of interoperability arrangements
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2013/74 HR Smjernice Izuzeće za aktivnosti održavanja tržišta i aktivnosti na primarnom tržištu u skladu s Uredbom (EU) 236/2012 Europskog parlamenta i Vijeća o kratkoj prodaji i određenim aspektima kreditnih izvedenica na osnovi nastanka statusa neispunjavanja obve Short Selling Guidelines & Recommendations DOWNLOAD 671.15 KB
JC/2015/061 Joint Draft Guidelines on AML_CFT RFWG Art 17 and 18 Joint Committee Guidelines & Recommendations DOWNLOAD 630.58 KB
2015/1341 Guidelines on the application of C6 and C7 of Annex 1 of MiFID Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 181.66 KB
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2015/1415 ESMA Guidelines on Alternative Performance Measures Issuer disclosure, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 304.33 KB
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BOA/2015/001 Decision of the Board of Appeal of the European Supervisory Authorities given under Article 60 of Regulation (EU) No 1094/2010 and the Board of Appeal’s Rules of Procedure (BOA 2012 002) Joint Committee, Board of Appeal Decision DOWNLOAD 147.78 KB