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147 documents
Date Reference Title Sections Type Main document Info
ESMA35-43-3448 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 309.37 KB
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ESMA35-335435667-4345 Opinion on the product intervention measures on CFDs and other high-risk products proposed by the Spanish CNMV Investor protection Opinion DOWNLOAD 309.03 KB
ESMA34-45-1747 Opinion on undue costs of UCITS and AIFs Fund Management, Investor protection Opinion DOWNLOAD 497.69 KB
ESMA35-42-1470 Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 1.41 MB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3172 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.51 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3565 Guidelines on certain aspects of the MIFID II remuneration requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 267.61 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HU , GA , HR , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3109 ESMA Opinion on the product intervention measure relating to futures with additional payment obligations proposed by the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) Investor protection Opinion DOWNLOAD 205.48 KB
ESMA70-449-501 Opinion ITS insider lists Market Integrity, Investor protection, Trading, Trading Opinion DOWNLOAD 1.76 MB
ESMA70-449-497 Opinion RTS liquidity contracts for SME Growth Market issuers Market Integrity, Investor protection, Trading, Trading Opinion DOWNLOAD 849.59 KB
ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-1163 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 272.92 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-36-2319 EN Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 584.29 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-2524 ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM Investor protection Opinion DOWNLOAD 267.28 KB
ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-2320 ESMA opinion under article 43(2) MiFIR (HU_BO) Investor protection Opinion DOWNLOAD 110.81 KB
ESMA35-43-2321 ESMA opinion under article 43(2) MiFIR (HU_CFD) Investor protection Opinion DOWNLOAD 113.32 KB
ESMA35-43-2171 ESMA opinion under article 43(2) MiFIR (NO_CFD) Investor protection Opinion DOWNLOAD 123.35 KB
ESMA35-43-2172 ESMA opinion under article 43(2) MiFIR (NO_BO) Investor protection Opinion DOWNLOAD 107.2 KB
ESMA-35-43-1982 ESMA opinion under Article 43(2) MiFIR (CY_CFD) Investor protection Opinion DOWNLOAD 115.93 KB
ESMA-35-43-2062 ESMA opinion under Article 43(2) MiFIR (SI_BO) Investor protection Opinion DOWNLOAD 100.66 KB