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ESMA35-42-1470 |
Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA50-164-5210 |
Compliance table on Guidelines on outsourcing to cloud service providers |
Digital Finance and Innovation, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 198.4 KB |
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ESMA35-43-3172 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 303.51 KB |
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ESMA35-43-3565 |
Guidelines on certain aspects of the MIFID II remuneration requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 267.61 KB |
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ESMA70-449-741 |
Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision |
Guidelines and Technical standards, Market Abuse |
Compliance table |
DOWNLOAD 217.23 KB |
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ESMA91-372-1701 |
Guidelines on CCP recovery plan scenarios (Article 9(12) of CCPRRR) |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 359.62 KB |
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ESMA91-372-1702 |
Guidelines on CCP recovery plan indicators (Article 9(5) CCPRRR) |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 410.19 KB |
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ESMA70-460-213 |
Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure |
Guidelines and Technical standards, Digital Finance and Innovation, Trading |
Guidelines & Recommendations |
DOWNLOAD 383.56 KB |
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Summary |
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ESMA50-164-6583 |
Guidelines on stress test scenarios under the MMF Regulation |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 649.62 KB |
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Summary |
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ESMA32-382-1157 |
Compliance table on disclosure requirements under the Prospectus Regulation |
Prospectus |
Compliance table |
DOWNLOAD 144.34 KB |
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ESMA31-62-1409 |
Compliance table GLs on Risk factors |
Prospectus |
Compliance table |
DOWNLOAD 180.41 KB |
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2016/602 |
Compliance table - Guidelines on ETFs and other UCITS issues |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 139.61 KB |
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ESMA80-196-6345 |
Guidelines on the Scope of the CRA Regulation |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 198.49 KB |
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Summary |
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ESMA35-43-2517 |
Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 149.47 KB |
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ESMA70-156-4754 |
Compliance table on Guidelines on MiFID II/MiFIR obligations on market data |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 180.84 KB |
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ESMA70-156-350 |
Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II |
Guidelines and Technical standards, Trading |
Compliance table |
DOWNLOAD 150.17 KB |
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ESMA34-45-974 |
Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 230.68 KB |
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ESMA35-43-3339 |
Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms |
Guidelines and Technical standards, Supervisory convergence |
Compliance table |
DOWNLOAD 174.28 KB |
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ESMA35-43-3020 |
Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 320.25 KB |
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ESMA70-156-177 |
Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) |
Trading |
Compliance table |
DOWNLOAD 147.64 KB |
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