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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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701 documents
Date Reference Title Sections Type Main document Info
ESMA71-99-599 EBA and ESMA provide guidance to assess the suitability of management body members and key function holders Guidelines and Technical standards, Joint Committee, Investor protection, Press Releases Press Release DOWNLOAD 243.97 KB
Related documents Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders
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ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 1.48 MB
Related documents Annex (Template for the Assessment of Collective Suitability)
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ESMA70-151-552 Guidelines on transfer of data between Trade Repositories Guidelines and Technical standards, Post Trading Final Report DOWNLOAD 969.54 KB
2016/1452 Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 4.67 MB
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ESMA70-872942901-63 Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 272.82 KB
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ESMA70-151-298 Guidelines on CSD access to trading feeds of CCPs and TVs Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 190.81 KB
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ESMA70-151-294 Guidelines on CSD participant default rules Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 369.39 KB
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2016/1575 Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 409.59 KB
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ESMA/2016/1480 MAR Guidelines on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 214.29 KB
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2016/1529 ANNEX Annex I - Template for the assessment of collective suitability Guidelines and Technical standards, Investor protection Reference DOWNLOAD 54.43 KB
2016/1529 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Investor protection Consultation Paper DOWNLOAD 1.13 MB
2016/1478 MAR Guidelines - Delay in the disclosure of inside information Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 184.61 KB
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2016/1477 MAR Guidelines - Persons receiving market soundings Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 278.79 KB
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2016/579 Guidelines on sound remuneration policies under the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 161.35 KB
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2016/575 Guidelines on sound remuneration policies under the UCITS Directive Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 666.92 KB
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2016/1451 Final Report - Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II Guidelines and Technical standards, Trading Final Report DOWNLOAD 388.3 KB
2016/1412 Final Report on MAR Guidelines on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Final Report DOWNLOAD 566.52 KB
2016/574 EN Guidelines on cross-selling practices Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 292.49 KB
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2016/732 Guidelines on participant default rules and procedures under CSDR Guidelines and Technical standards, Post Trading Consultation Paper DOWNLOAD 450.56 KB
2016/725 Draft RTS on indirect clearing arrangements under EMIR and MiFIR Guidelines and Technical standards, Post Trading, Trading Final Report DOWNLOAD 740.71 KB