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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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Joint Committee |
JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 7.53 MB |
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Joint Committee |
JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 584.04 KB |
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Joint Committee |
JC 2014 Guidelines on Consistency of supervisory practices for FiCos |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 6.5 MB |
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Joint Committee |
JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 310.5 KB |
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Joint Committee |
JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 3.38 MB |
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ESMA70-156-4263 |
Guidelines on the MiFID II/ MiFIR obligations on market data |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA34-45-1272 |
Guidelines on marketing communications under the Regulation on cross-border distribution of funds |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA70-151-3431 |
Guidelines on written agreements between members of CCP colleges |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA34-49-291 |
Guidelines on stress test scenarios under the MMF Regulation |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA34-32-701 |
Guidelines on Article 25 of Directive 2011/61/EU |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA20-95-1381 |
2020 Annual Report |
Board of Supervisors, About ESMA, Management Board, About ESMA |
Annual Report |
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ESMA50-164-4285 |
Guidelines On outsourcing to cloud service providers |
Digital Finance and Innovation |
Guidelines & Recommendations |
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ESMA33-9-295 |
Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition |
Credit Rating Agencies |
Guidelines & Recommendations |
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JC 2021 08 |
Joint Committee Annual Report 2020 |
Joint Committee |
Annual Report |
DOWNLOAD 1.01 MB |
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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA74-362-249 |
Guidelines On periodic information to be submitted to ESMA by Trade Repositories |
Market data, Supervisory convergence, Trade Repositories |
Guidelines & Recommendations |
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ESMA33-9-320 |
Guidelines On Disclosure Requirements Applicable to Credit Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA33-9-371 |
Guidelines on Internal Control for CRAs |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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