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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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ESMA34-49-373 |
Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 |
Fund Management, Guidelines and Technical standards |
Compliance table |
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ESMA35-43-1957 |
Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) |
Guidelines and Technical standards, Investor protection |
Compliance table |
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ESMA70-156-4263 |
Guidelines on the MiFID II/ MiFIR obligations on market data |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA34-45-1272 |
Guidelines on marketing communications under the Regulation on cross-border distribution of funds |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA70-156-4731 |
Response form for the Consultation Paper on MAR Guidelines |
Market Abuse |
Reference |
DOWNLOAD 753.44 KB |
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ESMA70-156-3934 |
Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision |
Market Abuse |
Consultation Paper |
DOWNLOAD 530.81 KB |
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ESMA70-151-3431 |
Guidelines on written agreements between members of CCP colleges |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA34-49-291 |
Guidelines on stress test scenarios under the MMF Regulation |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA34-32-701 |
Guidelines on Article 25 of Directive 2011/61/EU |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA70-155-11961 |
Opinion on AMF AMP |
Market Abuse, Market Integrity |
Opinion |
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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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ESMA33-9-320 |
Guidelines On Disclosure Requirements Applicable to Credit Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA33-9-371 |
Guidelines on Internal Control for CRAs |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA70-151-2537 |
Compliance table Guidelines Conflict of interest |
Guidelines and Technical standards, Post Trading |
Compliance table |
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ESMA70-151-2536 |
compliance table Guidelines APC Measures |
Guidelines and Technical standards, Trade Repositories |
Compliance table |
DOWNLOAD 141.15 KB |
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ESMA32-382-1138 |
Guidelines on disclosure requirements under the Prospectus Regulation |
Guidelines and Technical standards, Prospectus |
Guidelines & Recommendations |
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ESMA32-51-818 |
Letter to the EC on next steps following Wirecard |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency |
Letter |
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ESMA70-155-11890 |
Statement CumEx CumCum scandal - Fabrizio Planta |
Market Abuse, Market Integrity, Speeches, Trading |
Speech |
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ESMA70-145-1020 |
List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons |
Market Abuse |
Reference |
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