Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
83 documents
Date Reference Title Sections Type Main document Info
ESMA35-43-3172 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.51 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2013/606 DA Aflønningspolitik og -praksis (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 357.25 KB
2013/606 LV Atlīdzības politika un prakse (FITD) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 339.96 KB
2013/606 LT Atlyginimų nustatymo politika ir praktika (FPRD) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 268.28 KB
2013/606 NL Beloningsbeleid en beloningspraktijken (MiFID) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 319.71 KB
2012/388 ES Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 359.25 KB
2012/387 ES Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 347.12 KB
2013/606 SV Ersättningspolicy och ersättningspraxis (MiFID-direktivet) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 248.72 KB
ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 1.48 MB
Related documents Annex (Template for the Assessment of Collective Suitability)
Summary
Translated versions
2012/387 ET Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 328.4 KB
2012/388 LT Gairės dėl tam tikrų FPRD atitikties užtikrinimo funkcijai nustatytų reikalavimų aspektų Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 372.16 KB
2012/387 LT Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų Investor protection, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 358.46 KB
2012/388 Guidelines on certain aspects of the MiFID compliance function requirements Investor protection Guidelines & Recommendations DOWNLOAD 442.44 KB
2012/388 EN Guidelines on certain aspects of the MiFID compliance function requirements Investor protection Guidelines & Recommendations DOWNLOAD 305.13 KB
ESMA35-43-3006 Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.97 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-3565 Guidelines on certain aspects of the MIFID II remuneration requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 267.61 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HU , GA , HR , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-1163 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 272.92 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2012/387 en Guidelines on certain aspects of the MiFID suitability requirements Investor protection Guidelines & Recommendations DOWNLOAD 298.21 KB
2014/298 Guidelines on cooperation arrangements and information exchange between competent authorities and between competent authorities and ESMA Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 433.04 KB
Related documents Guidelines compliance table for Guidelines on cooperation arrangements and information exchange
Summary
Translated versions