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692 documents
Date Reference Title Sections Type Main document Info
ESMA32-382-1138 Guidelines on disclosure requirements under the Prospectus Regulation Guidelines and Technical standards, Prospectus Guidelines & Recommendations DOWNLOAD 549.46 KB
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ESMA33-128-1001 Guidelines on portability of information between securitisation repositories under the Securitisation Regulation Securitisation Guidelines & Recommendations DOWNLOAD 194.41 KB
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ESMA34-49-186 Confirmation of compliance with Guidelines - MMF Stress test guidelines Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 136.41 KB
ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information Issuer disclosure, Financial reporting Compliance table DOWNLOAD 150.56 KB
ESMA32-50-218 Guidelines on enforcement of financial information Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 315.49 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA34-32-699 Guidelines compliance table - Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 108.66 KB
ESMA33-128-1217 Guidelines on securitisation repository data completeness and consistency thresholds Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 373.62 KB
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ESMA34-39-992 Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 224.69 KB
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ESMA80-191-932 Guidance on registering securitisation repositories Guidelines & Recommendations DOWNLOAD 147.3 KB
ESMA34-39-897 Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 298.91 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA42-110-1132 Confirmation of compliance with guidelines Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 120.18 KB
ESMA34-49-173 Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 654.61 KB
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ESMA70-151-2906 Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 161.16 KB
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ESMA34-49-172 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 637.91 KB
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ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 138.03 KB
ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 157.54 KB
ESMA32-50-218 Guidelines on enforcement of financial information Transparency Guidelines & Recommendations DOWNLOAD 332.95 KB
JC/2019/81 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Joint Committee Guidelines & Recommendations DOWNLOAD 1.34 MB
ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation Guidelines and Technical standards, Market Integrity, Short Selling Compliance table DOWNLOAD 267.48 KB
ESMA31-62-1293 Guidelines on risk factors under the Prospectus Regulation Guidelines and Technical standards, Prospectus Guidelines & Recommendations DOWNLOAD 227.52 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV