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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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701 documents
Date Reference Title Sections Type Main document Info
ESMA35-43-3565 Guidelines on certain aspects of the MIFID II remuneration requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 267.61 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HU , GA , HR , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-449-741 Compliance table on Guidelines on delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Compliance table DOWNLOAD 217.23 KB
ESMA91-372-2193 Final Report on the Draft Regulatory Technical Standards on Business Reorganisation Plans CCP, Guidelines and Technical standards Final Report DOWNLOAD 675.1 KB
ESMA35-36-2819 Final Report on the Review of the ITS on cooperation in supervisory activities under MiFID II Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 340.28 KB
ESMA35-43-3448 Final report on MiFID II guidelines on product governance Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 865.85 KB
ESMA91-372-1701 Guidelines on CCP recovery plan scenarios (Article 9(12) of CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 359.62 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA91-372-1702 Guidelines on CCP recovery plan indicators (Article 9(5) CCPRRR) CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 410.19 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-460-213 Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Guidelines and Technical standards, Digital Finance and Innovation, Trading Guidelines & Recommendations DOWNLOAD 383.56 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA50-164-6583 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 649.62 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA34-45-1648 Final Report on the Draft technical standards on the notifications for cross-border marketing and cross-border management of AIFs and UCITS Fund Management, Guidelines and Technical standards Final Report DOWNLOAD 779.61 KB
ESMA74-362-2281 Final report on the Guidelines for reporting under EMIR Guidelines and Technical standards, Market data, Trade Repositories Final Report DOWNLOAD 3.19 MB
ESMA81-393-599 Final Report on review of RTS on recognition Benchmarks, Guidelines and Technical standards Final Report DOWNLOAD 712.24 KB
ESMA91-372-2346 Final Report on the Guidelines on the assessment of resolvability (Article 15(5) of CCPRRR) CCP, Guidelines and Technical standards Final Report DOWNLOAD 910.65 KB
ESMA91-372-1791 Final report on the Guidelines on the types and content of the provisions of Cooperation Arrangements CCP, Guidelines and Technical standards Final Report DOWNLOAD 862.01 KB
2016/602 Compliance table - Guidelines on ETFs and other UCITS issues Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 139.61 KB
ESMA80-196-6345 Guidelines on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 198.49 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 149.47 KB
ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data Guidelines and Technical standards, Trading Compliance table DOWNLOAD 180.84 KB
ESMA70-156-350 Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II Guidelines and Technical standards, Trading Compliance table DOWNLOAD 150.17 KB
ESMA34-45-974 Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 230.68 KB