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731 documents
Date Reference Title Sections Type Main document Info
2016/1477 MAR Guidelines - Persons receiving market soundings Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 278.79 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2016/579 Guidelines on sound remuneration policies under the AIFMD Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 161.35 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2016/575 Guidelines on sound remuneration policies under the UCITS Directive Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 666.92 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2016/574 EN Guidelines on cross-selling practices Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 292.49 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , EN , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2016/SMSG/014 SMSG Position Paper on Supervisory Convergence Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 174.38 KB
2016/SMSG/011 SMSG Advice on ESMA's DP on the validation and review of CRAs’ methodologies Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 75.25 KB
2016/SMSG/010 SMSG Advice MAR Guidelines Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 152.68 KB
2015/1886 EN Guidelines for the assessment of knowledge and competence Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 308.18 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2015/SMSG/036 SMSG Advice on ESEF Electronic reporting, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 109.63 KB
2016/SMSG/006 SMSG Opinion Paper on PRIIPs Regulation – Performance Measures Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 101.82 KB
2015/1787 Guidelines on complex debt instruments and structured deposits Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 174.23 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2013/322 HR Smjernice i preporuke za uspostavu dosljedne, učinkovite i uspješne procjene sporazuma o interoperabilnosti Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 270.63 KB
Related documents Guidelines and Recommendations for establishing consistent, efficient and effective assessments of interoperability arrangements
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2013/74 HR Smjernice Izuzeće za aktivnosti održavanja tržišta i aktivnosti na primarnom tržištu u skladu s Uredbom (EU) 236/2012 Europskog parlamenta i Vijeća o kratkoj prodaji i određenim aspektima kreditnih izvedenica na osnovi nastanka statusa neispunjavanja obve Short Selling Guidelines & Recommendations DOWNLOAD 671.15 KB
ESMA/2015/SMSG/031 Advice on sound remuneration under UCITS and AIFMD Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 123.3 KB
JC/2015/061 Joint Draft Guidelines on AML_CFT RFWG Art 17 and 18 Joint Committee Guidelines & Recommendations DOWNLOAD 630.58 KB
2015/1341 Guidelines on the application of C6 and C7 of Annex 1 of MiFID Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 181.66 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2015/1415 ESMA Guidelines on Alternative Performance Measures Issuer disclosure, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 304.33 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2015/SMSG/025 SMSG Position Paper MAR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 158.23 KB
2015/SMSG/026 Advice on Proxy advisors Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 206.54 KB
2015/SMSG/023 SMSG reply to the ESAs_PRIIPS_Key information document PRIIPs_final Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 662.2 KB