ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

18 documents
Date Sort ascending Reference Title Sections Type Main document Info
ESMA70-460-213 Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Guidelines and Technical standards, Digital Finance and Innovation, Trading Guidelines & Recommendations DOWNLOAD 383.56 KB
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ESMA70-159-4966 Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 157.26 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-156-4263 Guidelines on the MiFID II/ MiFIR obligations on market data Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 307.13 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA-70-156-869 Guidelines on the application of C6 and C7 of Annex 1 of MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 218.51 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA-70-156-869 Guidelines on the application of C6 and C7 of Annex 1 of MiFID II Trading Guidelines & Recommendations DOWNLOAD 268.63 KB
ESMA70-154-803 BoS Decision Notice AT Guidelines Withdrawal Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 512.94 KB
ESMA70-154-271 Guidelines on the management body of market operators and data reporting services providers Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 234.15 KB
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ESMA/2016/1452 TC Transaction reporting, order record keeping and clock synchronisation under MiFID II - track changes Trading Guidelines & Recommendations DOWNLOAD 4.75 MB
2016/1452 Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 4.67 MB
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ESMA70-872942901-63 Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 272.82 KB
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ESMA/2016/1480 MAR Guidelines on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 214.29 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2016/1478 MAR Guidelines - Delay in the disclosure of inside information Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 184.61 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
2016/1477 MAR Guidelines - Persons receiving market soundings Guidelines and Technical standards, Market Abuse, Market Integrity Guidelines & Recommendations DOWNLOAD 278.79 KB
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2015/675 Guidelines on the application of the definitions in Sections C6 and C7 of Annex I of Directive 2004/39/EC (MiFID) Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 330.93 KB
2012/122 Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 1006.44 KB
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2011/456 Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Trading Guidelines & Recommendations DOWNLOAD 407 KB
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09-219 Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 281.09 KB
04-505b Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 119.41 KB