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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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1144 documents
Date Reference Title Sections Type Main document Info
ESMA33-9-295 Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 338.43 KB
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ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA74-362-249 Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Guidelines & Recommendations DOWNLOAD 223.73 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-36-2201 Consultation Paper on draft technical standards under the ECSP Regulation Consultation Paper DOWNLOAD 1.24 MB
ESMA34-49-309 Consultation paper on EU Money Market Fund Regulation – legislative review Fund Management Consultation Paper DOWNLOAD 527.43 KB
ESMA74-362-1864 CP Technical Advice on simplification TR fees under SFTR and EMIR Market data, Trade Repositories Consultation Paper DOWNLOAD 494.16 KB
ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 135.98 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA33-9-371 Guidelines on Internal Control for CRAs Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 297.77 KB
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ESMA32-382-1138 Guidelines on disclosure requirements under the Prospectus Regulation Guidelines and Technical standards, Prospectus Guidelines & Recommendations DOWNLOAD 549.46 KB
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ESMA80-187-807 Consultation Paper - Guidelines on use of alternative methodology Benchmarks Consultation Paper DOWNLOAD 263.42 KB
ESMA33-128-1001 Guidelines on portability of information between securitisation repositories under the Securitisation Regulation Securitisation Guidelines & Recommendations DOWNLOAD 194.41 KB
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ESMA 80-196-5019 Consultation Paper on Fees Charged to CRAs by ESMA Credit Rating Agencies Consultation Paper DOWNLOAD 345.85 KB
ESMA35-36-2159 CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Investor protection Consultation Paper DOWNLOAD 454.65 KB
ESMA43-370-272 CP on Procedural rules for penalties imposed on Benchmark Administrators Benchmarks Consultation Paper DOWNLOAD 370.26 KB
ESMA43-370-274 CP TA on rules of procedure to impose penalties on DRSPs Post Trading Consultation Paper DOWNLOAD 361.39 KB
ESMA-70-156-2368 MiFID II Consultation Paper on Algorithmic Trading Trading, Trading Consultation Paper DOWNLOAD 1.64 MB
ESMA32-50-218 Guidelines on enforcement of financial information Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 315.49 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA74-362-837 CP on DRSP fees Post Trading, Supervisory convergence, Trading Consultation Paper DOWNLOAD 526.22 KB
ESMA74-362-932 CP on DRSP criteria for derogation Post Trading, Supervisory convergence, Trading Consultation Paper DOWNLOAD 384.54 KB
ESMA33-128-1217 Guidelines on securitisation repository data completeness and consistency thresholds Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 373.62 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV