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93 documents
Date Reference Title Sections Type Main document Info
ESMA12-2121844265-3254 Guidelines on position calculation under EMIR Refit Guidelines and Technical standards, Market data, Post Trading Guidelines & Recommendations DOWNLOAD 269.35 KB
Related documents Scope of the Guidelines on position calculation under EMIR Refit
Summary
Translated versions PL , NL
ESMA74-362-2176 Guidelines on calculation of positions in SFTs by Trade Repositories Market data, Post Trading, Securities Financing Transactions Guidelines & Recommendations DOWNLOAD 272.07 KB
Related documents Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories
Summary
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ESMA70-156-4717 Guidelines on Settlement Fails Reporting Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 577.16 KB
Related documents Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA35-36-2319 EN Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 584.29 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
Joint Committee JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Joint Committee Guidelines & Recommendations DOWNLOAD 1.34 MB
Joint Committee JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector Joint Committee Guidelines & Recommendations DOWNLOAD 7.53 MB
Joint Committee JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings Joint Committee Guidelines & Recommendations DOWNLOAD 584.04 KB
Joint Committee JC 2014 Guidelines on Consistency of supervisory practices for FiCos Joint Committee Guidelines & Recommendations DOWNLOAD 6.5 MB
Joint Committee JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates Joint Committee Guidelines & Recommendations DOWNLOAD 310.5 KB
Joint Committee JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Joint Committee Guidelines & Recommendations DOWNLOAD 3.38 MB
JC/2019/81 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Joint Committee Guidelines & Recommendations DOWNLOAD 1.34 MB
ESMA70-151-367 Guidelines on internalised settlement reporting under Article 9 of CSDR Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 221.19 KB
Related documents
Summary
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ESMA70-151-1496 Guidelines on CCP APC Margin Measures Post Trading Guidelines & Recommendations DOWNLOAD 160.33 KB
Related documents
Summary
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ESMA70-151-1439 Guidelines on CCP conflict of interest management Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 267.17 KB
Related documents
Summary
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ESMA70-151-1350 Guidelines on position calculation by Trade Repositories under EMIR Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 184.37 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-708036281-66 CSDR guidelines on relevant currencies Post Trading Guidelines & Recommendations DOWNLOAD 537.76 KB
Related documents
Summary
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ESMA70-708036281-67 CSDR guidelines on substantial importance of CSDs Post Trading Guidelines & Recommendations DOWNLOAD 543.26 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-151-1116 Guidelines on transfer of data between TRs Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 368.28 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , EN , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-151-1272 ESMA Guidelines on position calculation by trade repositories under EMIR Final Report Post Trading Guidelines & Recommendations DOWNLOAD 661.44 KB
ESMA71-99-598 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 871.26 KB
Related documents
Summary
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