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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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732 documents
Date Reference Title Sections Type Main document Info
ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
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ESMA71-99-1640 ESMA Newsletter March 2021 ESMA newsletter Reference DOWNLOAD 14.94 MB
ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 135.98 KB
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ESMA33-9-371 Guidelines on Internal Control for CRAs Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 297.77 KB
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ESMA70-151-2537 Compliance table Guidelines Conflict of interest Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.4 KB
ESMA70-151-2536 compliance table Guidelines APC Measures Guidelines and Technical standards, Trade Repositories Compliance table DOWNLOAD 141.15 KB
ESMA32-382-1138 Guidelines on disclosure requirements under the Prospectus Regulation Guidelines and Technical standards, Prospectus Guidelines & Recommendations DOWNLOAD 549.46 KB
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ESMA32-51-818 Letter to the EC on next steps following Wirecard Issuer disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency Letter DOWNLOAD 277.21 KB
ESMA34-49-186 Confirmation of compliance with Guidelines - MMF Stress test guidelines Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 136.41 KB
ESMA32-50-218 Guidelines on enforcement of financial information Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 315.49 KB
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ESMA34-32-699 Guidelines compliance table - Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 108.66 KB
ESMA33-128-1217 Guidelines on securitisation repository data completeness and consistency thresholds Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 373.62 KB
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ESMA34-39-992 Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 224.69 KB
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ESMA71-99-1420 Fast Track Peer Review PR - Wirecard Issuer disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence Press Release DOWNLOAD 137.39 KB
ESMA42-111-5349 Fast Track Peer Review Report - Wirecard Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Report DOWNLOAD 1.33 MB
ESMA71-99-1423 QA Fast Track Peer Review - Wirecard Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Q&A DOWNLOAD 248.14 KB
ESMA34-39-897 Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 298.91 KB
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ESMA42-111-4128 PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION - Country report DE Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Report DOWNLOAD 285.02 KB
Related documents ESMA Statement on Assessment of German Financial Reporting Regime
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ESMA71-99-1364 ESMA Statement on Assessment of German Financial Reporting Regime Issuer disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence Statement DOWNLOAD 88.5 KB
ESMA42-110-1132 Confirmation of compliance with guidelines Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 120.18 KB