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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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907 documents
Date Reference Title Sections Type Main document Info
ESMA34-38 Keynote speech Natasha Cazenave - Salone del Risparmio, 17 September 2021 Fund Management, Investor protection, Speeches Speech DOWNLOAD 176.16 KB
ESMA70-156-4263 Guidelines on the MiFID II/ MiFIR obligations on market data Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 307.13 KB
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ESMA34-45-1272 Guidelines on marketing communications under the Regulation on cross-border distribution of funds Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 182.48 KB
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ESMA70-151-3431 Guidelines on written agreements between members of CCP colleges CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 321.65 KB
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ESMA34-49-291 Guidelines on stress test scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 648.27 KB
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ESMA34-32-701 Guidelines on Article 25 of Directive 2011/61/EU Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 228.07 KB
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ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 258.09 KB
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ESMA 32-67-775 Steven Maijoor delivers speech at ESMA 10 Year Anniversary Conference Speeches Speech DOWNLOAD 172.01 KB
ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 135.98 KB
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ESMA33-9-371 Guidelines on Internal Control for CRAs Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 297.77 KB
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ESMA70-151-2537 Compliance table Guidelines Conflict of interest Guidelines and Technical standards, Post Trading Compliance table DOWNLOAD 141.4 KB
ESMA70-151-2536 compliance table Guidelines APC Measures Guidelines and Technical standards, Trade Repositories Compliance table DOWNLOAD 141.15 KB
ESMA32-382-1138 Guidelines on disclosure requirements under the Prospectus Regulation Guidelines and Technical standards, Prospectus Guidelines & Recommendations DOWNLOAD 549.46 KB
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ESMA32-51-818 Letter to the EC on next steps following Wirecard Issuer disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency Letter DOWNLOAD 277.21 KB
ESMA70-155-11890 Statement CumEx CumCum scandal - Fabrizio Planta Market Abuse, Market Integrity, Speeches, Trading Speech DOWNLOAD 132.57 KB
ESMA50-164-4111 Keynote speech - Safely navigating accelerating digital transformation - Steven Maijoor Digital Finance and Innovation, Speeches Speech DOWNLOAD 127.1 KB
ESMA34-49-186 Confirmation of compliance with Guidelines - MMF Stress test guidelines Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 136.41 KB
ESMA32-67-765 Speech Steven Maijoor - The three paradoxes of sustainability reporting and how to address them Financial reporting, Speeches, Sustainable finance, Transparency Speech DOWNLOAD 123.06 KB
ESMA42-111-5461 Opening Statement ECON Public Presentation FTPR 2 Issuer disclosure, Speeches, Supervisory convergence Speech DOWNLOAD 101.67 KB
ESMA22-103-1194 Keynote address – CMU and current challenges - Verena Ross, International Investors Conference Frankfurt COVID-19, Investor protection, Trading, Speeches, Supervisory convergence Speech DOWNLOAD 155.85 KB