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ESMA74-362-1934 |
Updated LEI statement SFTR |
Market data, Post Trading, Securities Financing Transactions |
Statement |
DOWNLOAD 128.32 KB |
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ESMA35-36-1952 |
Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 258.09 KB |
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ESMA74-362-1937 |
response form - Technical Advice on simplification TR fees under SFTR and EMIR |
Securities Financing Transactions, Trade Repositories |
Reference |
DOWNLOAD 757.95 KB |
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ESMA70-151-2838 |
Guidelines on Reporting Under SFTR |
Securities Financing Transactions |
Final Report |
DOWNLOAD 3.21 MB |
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ESMA33-9-320 |
Guidelines On Disclosure Requirements Applicable to Credit Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 135.98 KB |
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ESMA33-9-371 |
Guidelines on Internal Control for CRAs |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 297.77 KB |
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ESMA70-151-2537 |
Compliance table Guidelines Conflict of interest |
Guidelines and Technical standards, Post Trading |
Compliance table |
DOWNLOAD 141.4 KB |
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ESMA70-151-2536 |
compliance table Guidelines APC Measures |
Guidelines and Technical standards, Trade Repositories |
Compliance table |
DOWNLOAD 141.15 KB |
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ESMA32-382-1138 |
Guidelines on disclosure requirements under the Prospectus Regulation |
Guidelines and Technical standards, Prospectus |
Guidelines & Recommendations |
DOWNLOAD 549.46 KB |
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ESMA32-51-818 |
Letter to the EC on next steps following Wirecard |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency |
Letter |
DOWNLOAD 277.21 KB |
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ESMA34-49-186 |
Confirmation of compliance with Guidelines - MMF Stress test guidelines |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 136.41 KB |
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ESMA80-192-10053 |
Public Statement_Registration_DTCC Data Repository (Ireland) PLC under EMIR and SFTR |
Securities Financing Transactions, Trade Repositories |
Statement |
DOWNLOAD 76.58 KB |
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ESMA32-50-218 |
Guidelines on enforcement of financial information |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 315.49 KB |
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ESMA34-32-699 |
Guidelines compliance table - Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 108.66 KB |
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ESMA33-128-1217 |
Guidelines on securitisation repository data completeness and consistency thresholds |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 373.62 KB |
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Summary |
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ESMA74-362-881 |
Statement Brexit EMIR and SFTR data |
Brexit, Post Trading, Securities Financing Transactions |
Statement |
DOWNLOAD 257.04 KB |
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ESMA34-39-992 |
Guidelines on performance fees in UCITS and certain types of AIFs |
Fund Management, Guidelines and Technical standards, Supervisory convergence |
Guidelines & Recommendations |
DOWNLOAD 224.69 KB |
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Summary |
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ESMA71-99-1420 |
Fast Track Peer Review PR - Wirecard |
Issuer disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 137.39 KB |
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ESMA42-111-5349 |
Fast Track Peer Review Report - Wirecard |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence |
Report |
DOWNLOAD 1.33 MB |
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ESMA71-99-1423 |
QA Fast Track Peer Review - Wirecard |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence |
Q&A |
DOWNLOAD 248.14 KB |
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