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ESMA12-2121844265-3254 |
Guidelines on position calculation under EMIR Refit |
Guidelines and Technical standards, Market data, Post Trading |
Guidelines & Recommendations |
DOWNLOAD 269.35 KB |
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ESMA74-362-2176 |
Guidelines on calculation of positions in SFTs by Trade Repositories |
Market data, Post Trading, Securities Financing Transactions |
Guidelines & Recommendations |
DOWNLOAD 272.07 KB |
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Related documents |
Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories |
Summary |
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ESMA70-156-4717 |
Guidelines on Settlement Fails Reporting |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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Related documents |
Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR |
Summary |
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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 584.29 KB |
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Related documents |
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Summary |
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Joint Committee |
JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 7.53 MB |
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Joint Committee |
JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 584.04 KB |
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Joint Committee |
JC 2014 Guidelines on Consistency of supervisory practices for FiCos |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 6.5 MB |
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Joint Committee |
JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 310.5 KB |
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Joint Committee |
JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 3.38 MB |
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JC/2019/81 |
Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 1.34 MB |
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ESMA70-151-367 |
Guidelines on internalised settlement reporting under Article 9 of CSDR |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
DOWNLOAD 221.19 KB |
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Summary |
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ESMA70-151-1496 |
Guidelines on CCP APC Margin Measures |
Post Trading |
Guidelines & Recommendations |
DOWNLOAD 160.33 KB |
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Related documents |
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Summary |
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ESMA70-151-1439 |
Guidelines on CCP conflict of interest management |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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Summary |
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ESMA70-151-1350 |
Guidelines on position calculation by Trade Repositories under EMIR |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
DOWNLOAD 184.37 KB |
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Related documents |
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Summary |
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Translated versions |
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ESMA70-708036281-66 |
CSDR guidelines on relevant currencies |
Post Trading |
Guidelines & Recommendations |
DOWNLOAD 537.76 KB |
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Related documents |
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Summary |
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Translated versions |
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ESMA70-708036281-67 |
CSDR guidelines on substantial importance of CSDs |
Post Trading |
Guidelines & Recommendations |
DOWNLOAD 543.26 KB |
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Related documents |
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Summary |
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ESMA70-151-1116 |
Guidelines on transfer of data between TRs |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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Related documents |
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Summary |
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ESMA70-151-1272 |
ESMA Guidelines on position calculation by trade repositories under EMIR Final Report |
Post Trading |
Guidelines & Recommendations |
DOWNLOAD 661.44 KB |
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ESMA71-99-598 |
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 871.26 KB |
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Related documents |
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Summary |
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Translated versions |
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