ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

701 documents
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ESMA34-1615031185-543 Compliance table on the revised Guidelines on 2022 stress tests scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 298.67 KB
ESMA74-362-2281 Guidelines for reporting under EMIR Guidelines and Technical standards, Market data, Trade Repositories Guidelines & Recommendations DOWNLOAD 3.33 MB
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ESMA35-43-3448 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 309.37 KB
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ESMA80-416-203 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.97 KB
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ESMA80-416-203 Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Reference DOWNLOAD 25.5 KB
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ESMA91-372-2067 Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 164.11 KB
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ESMA40-386-3420 Scope of the Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Reference DOWNLOAD 74.42 KB
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ESMA35-43-1968 Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 206.07 KB
ESMA91-372-1704 Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 141.99 KB
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ESMA40-386-3426 Scope of the Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Reference DOWNLOAD 80.42 KB
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ESMA91-372-2070 Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 192.51 KB
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ESMA40-386-3422 Scope of Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Reference DOWNLOAD 79.25 KB
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ESMA91-372-1700 Guidelines on the consistent application of the triggers for the use of Early Intervention Measures CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 208.99 KB
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ESMA40-386-3423 Scope of Guidelines on the consistent application of the triggers for the use of Early Intervention Measures CCP, Guidelines and Technical standards Reference DOWNLOAD 83.18 KB
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ESMA81-393-644 Final Report on the Review of the RTS on the information to be provided in an application for authorisation and registration under the Benchmarks Regulation Benchmarks, Guidelines and Technical standards Final Report DOWNLOAD 540.1 KB
ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements Benchmarks, Guidelines and Technical standards Compliance table DOWNLOAD 233.6 KB
ESMA34-45-1445 Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 218.1 KB
ESMA35-42-1470 Joint EBA and ESMA Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 1.41 MB
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ESMA50-164-5210 Compliance table on Guidelines on outsourcing to cloud service providers Digital Finance and Innovation, Guidelines and Technical standards Compliance table DOWNLOAD 198.4 KB
ESMA35-43-3172 Guidelines on certain aspects of the MiFID II suitability requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 303.51 KB
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