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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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620 documents
Date Reference Title Sections Type Main document Info
ESMA32-50-218 Guidelines on enforcement of financial information Transparency Guidelines & Recommendations DOWNLOAD 332.95 KB
JC/2019/81 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Joint Committee Guidelines & Recommendations DOWNLOAD 1.34 MB
ESMA31-62-1293 Guidelines on risk factors under the Prospectus Regulation Guidelines and Technical standards, Prospectus Guidelines & Recommendations DOWNLOAD 227.52 KB
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ESMA34-49-164 Guidelines MMF stress tests Final Report Fund Management Guidelines & Recommendations DOWNLOAD 551.7 KB
ESMA70-145-1209 Guidelines on non-significant benchmarks under the Benchmarks Regulation Benchmarks, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 120.36 KB
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ESMA-70-156-869 Guidelines on the application of C6 and C7 of Annex 1 of MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 218.51 KB
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ESMA33-9-282 Guidelines on the application of the endorsement regime for CRAs Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 162.21 KB
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ESMA70-151-367 Guidelines on internalised settlement reporting under Article 9 of CSDR Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 221.19 KB
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ESMA70-151-1496 Guidelines on CCP APC Margin Measures Post Trading Guidelines & Recommendations DOWNLOAD 160.33 KB
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ESMA70-151-1439 Guidelines on CCP conflict of interest management Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 267.17 KB
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ESMA70-151-1350 Guidelines on position calculation by Trade Repositories under EMIR Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 184.37 KB
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ESMA-70-156-869 Guidelines on the application of C6 and C7 of Annex 1 of MiFID II Trading Guidelines & Recommendations DOWNLOAD 268.63 KB
ESMA70-154-803 BoS Decision Notice AT Guidelines Withdrawal Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 512.94 KB
ESMA70-708036281-66 CSDR guidelines on relevant currencies Post Trading Guidelines & Recommendations DOWNLOAD 537.76 KB
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ESMA70-708036281-67 CSDR guidelines on substantial importance of CSDs Post Trading Guidelines & Recommendations DOWNLOAD 543.26 KB
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ESMA70-151-1116 Guidelines on transfer of data between TRs Guidelines and Technical standards, Post Trading Guidelines & Recommendations DOWNLOAD 368.28 KB
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ESMA70-151-1272 ESMA Guidelines on position calculation by trade repositories under EMIR Final Report Post Trading Guidelines & Recommendations DOWNLOAD 661.44 KB
ESMA71-99-598 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Guidelines and Technical standards, Joint Committee, Investor protection Guidelines & Recommendations DOWNLOAD 871.26 KB
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ESMA34-49-115 Guidelines on stress tests scenarios under Article 28 of the MMF Regulation Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 338.92 KB
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ESMA35-43-620 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 379.55 KB
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