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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

511 documents
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ESMA35-24871704-2595 Compliance table on MiCA suitability and portfolio periodic statement Guidelines Digital Finance and Innovation, Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 297.59 KB
ESMA35-24871704-2592 Compliance table on MiCA reverse solicitation Guidelines Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 272.21 KB
ESMA35-24871704-2591 Compliance table on MiCA crypto-asset transfer Guidelines Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 282.42 KB
EUGB Art 69/70 list List of firms that have meet the obligations under the Article 69 or Article 70 of the European Green Bonds Regulation Investor protection, Supervisory convergence, Sustainable finance Reference DOWNLOAD 97.82 KB
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ESMA35-243228190-8126 ESMA sets out actions to simplify the retail investor journey and make investing more accessible - Press release Investor protection, Press Releases, Simplification and Burden Reduction Press Release DOWNLOAD 214.81 KB
ESMA35-243228190-7410 Report on the retail investor journey: understanding retail participation in capital markets Investor protection, Simplification and Burden Reduction Report DOWNLOAD 455.11 KB
ESMA-EBA suitability guidelines scope Scope of application - ESMA-EBA joint gudelines on suitability Investor protection Reference DOWNLOAD 30.91 KB
Related documents Consultation paper on the joint ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Consultation paper on the joint ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders - Annex 1
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ESMA-EBA suitability guidelines Annex Consultation paper on the joint ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders - Annex 1 Investor protection Reference DOWNLOAD 74.85 KB
Related documents Consultation paper on the joint ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Scope of application - ESMA-EBA joint gudelines on suitability
Summary
Translated versions
ESMA35-243228190-8034 Consultation paper on the joint ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders - track changes Investor protection Consultation Paper DOWNLOAD 1.2 MB
ESMA35-243228190-8034 Consultation paper on the joint ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders Investor protection Consultation Paper DOWNLOAD 971.66 KB
Related documents Consultation paper on the joint ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders - Annex 1 Scope of application - ESMA-EBA joint gudelines on suitability
Summary
Translated versions
ESMA35-243228190-8024 Statement on identifying derivatives within the scope of the national product intervention measures on CFDs Investor protection Statement DOWNLOAD 174.08 KB
JC 2025 57 Compliance table on the Joint ESAs Guidelines on the system for the exchange of information relevant to fit and proper assessments Guidelines and Technical standards, Investor protection, Joint Committee Compliance table DOWNLOAD 486.38 KB
Finfluencers factsheet Finfluencers - tips for responsible promotion Investor protection, Warnings and publications for investors Reference DOWNLOAD 554.8 KB
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Translated versions DE , FR , NL , BG , CS , EL , DA , DE , EL , ES , ET , FI , FR , HR , HU , EN , GA , IS , IT , DE , LT , DE , EN , FR , LV , EN , MT , NL , NO , PL , PT , RO , SK , SL , SV
ESMA35-335435667-6654 Report on the 2024 cross-border provision of investment services to retail clients in the EU and EEA Investor protection Report DOWNLOAD 1 MB
factsheet Factsheet on online financial frauds and scams in an artificial intelligence world Investor protection, Joint Committee, Warnings and publications for investors Reference DOWNLOAD 1.67 MB
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Translated versions DE , FR , NL , BG , CS , EL , EN , DA , EN , DE , ES , ET , EN , FI , SV , FR , EL , HR , HU , EN , GA , IS , IT , DE , EN , LT , DE , EN , FR , LV , MT , EN , NL , PL , PT , RO , SK , SL , SV
factsheet Factsheet on crypto frauds and scams Investor protection, Joint Committee, Warnings and publications for investors Reference DOWNLOAD 1.6 MB
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Summary
Translated versions DE , FR , NL , BG , CS , EL , EN , DA , EN , DE , ET , ES , EN , FI , SV , FR , EL , HR , HU , EN , GA , IS , IT , DE , EN , LT , DE , EN , FR , LV , MT , EN , NL , PL , PT , RO , SK , SL , SV
ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Investor protection Reference DOWNLOAD 442.81 KB
ESMA35-243228190-7836 Opinion on the product intervention measures relating to turbos proposed by the German BaFin Investor protection Opinion DOWNLOAD 403.11 KB
ESMA35-42-1305 ESCPR - Miscellaneous reporting to ESMA Investor protection Reference DOWNLOAD 483.17 KB
ESMA35-243228190-7921 Verena Ross' Keynote speech at the 11th International Financial Markets Conference, 7 November 2025 Investor protection, Speeches Speech DOWNLOAD 147.89 KB