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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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55 documents
Date Reference Title Sections Type Main document Info
ESMA80-416-203 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.97 KB
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ESMA70-460-213 Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure Guidelines and Technical standards, Digital Finance and Innovation, Trading Guidelines & Recommendations DOWNLOAD 383.56 KB
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ESMA80-196-6345 Guidelines on the Scope of the CRA Regulation Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 198.49 KB
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ESMA70-156-4263 Guidelines on the MiFID II/ MiFIR obligations on market data Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 307.13 KB
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ESMA33-9-295 Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 338.43 KB
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ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 135.98 KB
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ESMA33-9-371 Guidelines on Internal Control for CRAs Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 297.77 KB
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ESMA-70-156-869 Guidelines on the application of C6 and C7 of Annex 1 of MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 218.51 KB
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ESMA33-9-282 Guidelines on the application of the endorsement regime for CRAs Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 162.21 KB
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ESMA-70-156-869 Guidelines on the application of C6 and C7 of Annex 1 of MiFID II Trading Guidelines & Recommendations DOWNLOAD 268.63 KB
ESMA70-154-803 BoS Decision Notice AT Guidelines Withdrawal Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 512.94 KB
ESMA70-154-271 Guidelines on the management body of market operators and data reporting services providers Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 234.15 KB
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ESMA/2016/1452 TC Transaction reporting, order record keeping and clock synchronisation under MiFID II - track changes Trading Guidelines & Recommendations DOWNLOAD 4.75 MB
2016/1452 Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 4.67 MB
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ESMA70-872942901-63 Guidelines on calibration of circuit breakers and publication of trading halts under MiFID II Guidelines and Technical standards, Trading Guidelines & Recommendations DOWNLOAD 272.82 KB
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2016/1575 Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 409.59 KB
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2015/609 EL Κατευθυντήριες γραμμές σχετικά με την περιοδική πληροφόρηση που παρέχεται στην ESMA από τους οργανισμούς αξιολόγησης πιστοληπτικής ικανότητας Guidelines and Technical standards, Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 338.39 KB
2015/609 MT Linji gwida dwar informazzjoni perjodika li għandha tiġi sottomessa lill-ESMA mill-Aġenziji ta’ Klassifikazzjoni tal-Kreditu Guidelines and Technical standards, Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 347.49 KB
2015/609 ES Directrices sobre la información periódica que deben presentar a la AEVM las agencias de calificación crediticia Guidelines and Technical standards, Credit Rating Agencies Guidelines & Recommendations DOWNLOAD 168.16 KB
2015/609 IT Orientamenti sulle informazioni periodiche da presentare all’ESMA da parte delle agenzie di rating del credito Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 331.67 KB