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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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731 documents
Date Reference Title Sections Type Main document Info
ESMA74-362-249 Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Guidelines & Recommendations DOWNLOAD 223.73 KB
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ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 135.98 KB
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ESMA33-9-371 Guidelines on Internal Control for CRAs Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 297.77 KB
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ESMA32-382-1138 Guidelines on disclosure requirements under the Prospectus Regulation Guidelines and Technical standards, Prospectus Guidelines & Recommendations DOWNLOAD 549.46 KB
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ESMA22-106-3194 SMSG own initiative advice to ESMA on Wirecard case Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 519.92 KB
ESMA33-128-1001 Guidelines on portability of information between securitisation repositories under the Securitisation Regulation Securitisation Guidelines & Recommendations DOWNLOAD 194.41 KB
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ESMA22-106-3087 SMSG advice ESMA on its Consultation Paper on Guidelines on the MiFID II/ MiFIR Obligations on Market Data Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 129.81 KB
ESMA32-50-218 Guidelines on enforcement of financial information Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 315.49 KB
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ESMA22-106-2993 SMSG advice on Sustainability Templates Securities and Markets Stakeholder Group, Sustainable finance SMSG Advice DOWNLOAD 184.15 KB
ESMA33-128-1217 Guidelines on securitisation repository data completeness and consistency thresholds Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 373.62 KB
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ESMA34-39-992 Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Guidelines & Recommendations DOWNLOAD 224.69 KB
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ESMA22-106-2819 SMSG advice on 2021 Annual Work Programme About ESMA, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 117.42 KB
ESMA80-191-932 Guidance on registering securitisation repositories Guidelines & Recommendations DOWNLOAD 147.3 KB
ESMA22-106-2858 SMSG advice on ESG disclosure Securities and Markets Stakeholder Group, Sustainable finance SMSG Advice DOWNLOAD 251.29 KB
ESMA34-39-897 Guidelines on liquidity stress testing in UCITS and AIFs Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 298.91 KB
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ESMA22-106-2273 SMSG advice peer review Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 225.96 KB
ESMA42-110-1132 Confirmation of compliance with guidelines Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 120.18 KB
ESMA34-49-173 Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 654.61 KB
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ESMA22-106-2365 SMSG advice Inv services third country Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 163.99 KB
ESMA22-106-2354 SMSG advice on Equity Transparency Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 111.61 KB