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ESMA34-49-173 |
Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation |
Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA70-151-2906 |
Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 |
Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA35-43-2126 |
Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II |
Investor protection |
Technical Advice |
DOWNLOAD 464.68 KB |
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ESMA70-156-2287 |
Technical Advice to the European Commission on weekly position reports under MiFID II |
Trading, Supervisory convergence |
Technical Advice |
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ESMA34-49-172 |
Guidelines on stress test scenarios under the MMF Regulation |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA32-50-218 |
Guidelines on enforcement of financial information |
Transparency |
Guidelines & Recommendations |
DOWNLOAD 332.95 KB |
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ESMA35-43-2134 |
ESMA’s Technical Advice to the Commission on the effects of product intervention measures |
Investor protection |
Technical Advice |
DOWNLOAD 425.6 KB |
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JC/2019/81 |
Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 1.34 MB |
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ESMA70-151-2650 |
Final report on TA on EMIR_2_2_CCP fees |
Post Trading |
Technical Advice |
DOWNLOAD 606.91 KB |
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ESMA70-151-2682 |
Final Technical advice on Tiering Criteria under EMIR 2.2 |
Post Trading |
Technical Advice |
DOWNLOAD 544.57 KB |
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ESMA70-151-2649 |
Technical advice on comparable compliance |
Post Trading |
Technical Advice |
DOWNLOAD 790.06 KB |
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ESMA31-62-1293 |
Guidelines on risk factors under the Prospectus Regulation |
Guidelines and Technical standards, Prospectus |
Guidelines & Recommendations |
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ESMA34-49-164 |
Guidelines MMF stress tests Final Report |
Fund Management |
Guidelines & Recommendations |
DOWNLOAD 551.7 KB |
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ESMA33-9-321 |
Technical Advice on Sustainability Considerations in the Credit Rating Market |
Credit Rating Agencies |
Technical Advice |
DOWNLOAD 451.01 KB |
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ESMA70-145-1209 |
Guidelines on non-significant benchmarks under the Benchmarks Regulation |
Benchmarks, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA-70-156-869 |
Guidelines on the application of C6 and C7 of Annex 1 of MiFID II |
Guidelines and Technical standards, Trading |
Guidelines & Recommendations |
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ESMA33-9-282 |
Guidelines on the application of the endorsement regime for CRAs |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
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ESMA70-151-367 |
Guidelines on internalised settlement reporting under Article 9 of CSDR |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
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ESMA70-151-1496 |
Guidelines on CCP APC Margin Measures |
Post Trading |
Guidelines & Recommendations |
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JC 2019 26 |
Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements |
Digital Finance and Innovation, Joint Committee |
Technical Advice |
DOWNLOAD 1.34 MB |
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