Draft Guidelines on Outsourcing to Cloud Service Providers

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Consultation
Section
Digital Finance and Innovation
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Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Appendix 1. Comments are most helpful if they:

·       respond to the question stated;

·       indicate the specific question to which the comment relates;

·       contain a clear rationale; and

·       describe any alternatives ESMA should consider.

ESMA will consider all comments received by 1 September 2020.

All contributions should be made using the specific response form and submitted online using the form below.

Publication of responses

All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publicly disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.

Data protection

Information on data protection can be found at www.esma.europa.eu under the heading Data protection.

Activity Institution Download
Banking UniCredit
  • 56515
Asset Management Alternative Investment Management Association
  • 56708
Regulated markets, exchanges & trading systems Deutsche Börse Group
  • 57069
Asset Management AFG
  • 56728
Others Amazon Web Services
  • 56745
Others Shared Assessments Program
  • 57067
Banking European Association of Cooperative Banks
  • 56755
Exchanges and Trading Systems Vienna Stock Exchange
  • 56759
Central Securities Depository (CSD) ECSDA (European Central Securities Depositories Association)
  • 57063
Exchanges and Trading Systems Intercontinental Exchange, Inc.
  • 57065
Others Finance Denmark
  • 56779
Central Securities Depository (CSD) Euroclear SA
  • 56783
Banking ESBG
  • 56785
Others Google Cloud
  • 57064
Investment Services Swedish Securities Markets Association
  • 57068
DIGITALEUROPE
  • 56794
Banking European Banking Federation
  • 56797
Others ZIA German Property Federation
  • 56810
Investment Services Optiver V.O.F.
  • 56814
Investment Services Association for Financial Markets in Europe (AFME)
  • 56817
Asset Management BVI German Fund Association
  • 56820
Fintech TAS Group
  • 56832
Asset Management DUFAS
  • 56846
Asset Management BlackRock
  • 57058
Central Counterparty (CCP) European Association of CCP Clearing Houses
  • 56854
Regulated markets Cboe Europe
  • 57062
Regulated markets, exchanges & trading systems Nasdaq
  • 56867
Legal and Accountancy Pinsent Masons
  • 57066
Trade Repository Depository Trust & Clearing Corporation (DTCC)
  • 56911
Banking German Banking Industry Committee
  • 57070
Regulated markets Euronext
  • 56918
Banking Austrian Federal Economic Chamber, Division Bank and Insurance
  • 57073
Credit Rating Agencies Fitch Ratings
  • 56934
Credit Rating Agencies Moody’s Deutschland GmbH
  • 57071
Regulated markets, exchanges & trading systems London Stock Exchange Group
  • 56940
Others McAfee
  • 57045
Credit Rating Agencies Kroll Bond Rating Agency Europe Limited
  • 56945
Asset Management Assogestioni
  • 56951
Regulated markets, exchanges & trading systems The World Federation of Exchanges
  • 56959
Banking BNP Paribas Fortis
  • 57133
Others Microsoft
  • 110629