Draft Guidelines on Outsourcing to Cloud Service Providers

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Consultation
Section
Digital Finance and Innovation
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Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Appendix 1. Comments are most helpful if they:

·       respond to the question stated;

·       indicate the specific question to which the comment relates;

·       contain a clear rationale; and

·       describe any alternatives ESMA should consider.

ESMA will consider all comments received by 1 September 2020.

All contributions should be made using the specific response form and submitted online using the form below.

Publication of responses

All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publicly disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.

Data protection

Information on data protection can be found at www.esma.europa.eu under the heading Data protection.

Activity Institution Download
Banking UniCredit
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Asset Management Alternative Investment Management Association
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Regulated markets, exchanges and trading systems Deutsche Börse Group
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Asset Management AFG
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Others Amazon Web Services
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Others Shared Assessments Program
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Banking European Association of Cooperative Banks
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Vienna Stock Exchange
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Central Securities Depository (CSD) ECSDA (European Central Securities Depositories Association)
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Intercontinental Exchange, Inc.
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Others Finance Denmark
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Central Securities Depository (CSD) Euroclear SA
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Banking ESBG
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Others Google Cloud
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Investment Services Swedish Securities Markets Association
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DIGITALEUROPE
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Banking European Banking Federation
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Others ZIA German Property Federation
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Investment Services Optiver V.O.F.
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Investment Services Association for Financial Markets in Europe (AFME)
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Asset Management BVI German Fund Association
  • 56820
Fintech TAS Group
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Asset Management DUFAS
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Asset Management BlackRock
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Central Counterparty (CCP) European Association of CCP Clearing Houses
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Cboe Europe
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Regulated markets, exchanges and trading systems Nasdaq
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Legal and Accountancy Pinsent Masons
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Trade Repository Depository Trust & Clearing Corporation (DTCC)
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Banking German Banking Industry Committee
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Euronext
  • 56918
Banking Austrian Federal Economic Chamber, Division Bank and Insurance
  • 57073
Credit Rating Agencies Fitch Ratings
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Credit Rating Agencies Moody’s Deutschland GmbH
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Regulated markets, exchanges and trading systems London Stock Exchange Group
  • 56940
Others McAfee
  • 57045
Credit Rating Agencies Kroll Bond Rating Agency Europe Limited
  • 56945
Asset Management Assogestioni
  • 56951
Regulated markets, exchanges and trading systems The World Federation of Exchanges
  • 56959
Banking BNP Paribas Fortis
  • 57133
Others Microsoft
  • 110629