|
ESMA33-128-1217 |
Guidelines on securitisation repository data completeness and consistency thresholds |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 373.62 KB |
|
Related documents |
|
Summary |
|
Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
ESMA34-39-992 |
Guidelines on performance fees in UCITS and certain types of AIFs |
Fund Management, Guidelines and Technical standards, Supervisory convergence |
Guidelines & Recommendations |
DOWNLOAD 224.69 KB |
|
Related documents |
|
Summary |
|
Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
ESMA71-99-1420 |
Fast Track Peer Review PR - Wirecard |
Issuer disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 137.39 KB |
|
|
ESMA42-111-5349 |
Fast Track Peer Review Report - Wirecard |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence |
Report |
DOWNLOAD 1.33 MB |
|
|
ESMA71-99-1423 |
QA Fast Track Peer Review - Wirecard |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence |
Q&A |
DOWNLOAD 248.14 KB |
|
|
ESMA34-39-897 |
Guidelines on liquidity stress testing in UCITS and AIFs |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 298.91 KB |
|
Related documents |
|
Summary |
|
Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
ESMA42-111-4128 |
PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION - Country report DE |
Issuer disclosure, Guidelines and Technical standards, Supervisory convergence |
Report |
DOWNLOAD 285.02 KB |
|
|
|
ESMA71-99-1364 |
ESMA Statement on Assessment of German Financial Reporting Regime |
Issuer disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence |
Statement |
DOWNLOAD 88.5 KB |
|
|
ESMA42-110-1132 |
Confirmation of compliance with guidelines |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 120.18 KB |
|
|
ESMA34-49-173 |
Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 654.61 KB |
|
Related documents |
|
Summary |
|
Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
ESMA35-36-1946 |
Final Report Guidelines on certain aspects of the MiFID II compliance function requirements |
Guidelines and Technical standards, Investor protection |
Final Report |
DOWNLOAD 395.33 KB |
|
|
ESMA70-151-2906 |
Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 |
Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 161.16 KB |
|
Related documents |
|
Summary |
|
Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
ESMA34-39-968 |
Final report - Guidelines on performance fees in UCITS and certain types of AIFs |
Fund Management, Guidelines and Technical standards |
Final Report |
DOWNLOAD 483.83 KB |
|
|
ESMA34-49-172 |
Guidelines on stress test scenarios under the MMF Regulation |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 637.91 KB |
|
Related documents |
|
Summary |
|
Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, LT
, EN
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
ESMA70-145-66 |
Compliance table regarding MAR guidelines for persons receiving market soundings |
Guidelines and Technical standards, Market Abuse |
Compliance table |
DOWNLOAD 138.03 KB |
|
|
ESMA35-43-1076 |
Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 157.54 KB |
|
|
ESMA71-99-1266 |
Press release on joint GLs on cooperation and information exchange |
Guidelines and Technical standards, Joint Committee, Press Releases |
Press Release |
DOWNLOAD 206.03 KB |
|
|
|
ESMA70-21038340-46 |
Compliance table for the Guidelines on market making activities under the Short Selling Regulation |
Guidelines and Technical standards, Market Integrity, Short Selling |
Compliance table |
DOWNLOAD 267.48 KB |
|
|
ESMA31-62-1293 |
Guidelines on risk factors under the Prospectus Regulation |
Guidelines and Technical standards, Prospectus |
Guidelines & Recommendations |
DOWNLOAD 227.52 KB |
|
Related documents |
|
Summary |
|
Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|
|
ESMA70-145-1209 |
Guidelines on non-significant benchmarks under the Benchmarks Regulation |
Benchmarks, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 120.36 KB |
|
Related documents |
|
Summary |
|
Translated versions |
BG
, CS
, DA
, DE
, EL
, ES
, ET
, FI
, FR
, HR
, HU
, IT
, LT
, LV
, MT
, NL
, PL
, PT
, RO
, SK
, SL
, SV
|
|