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ESMA70-159-4966 |
Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision |
Guidelines and Technical standards, Market Abuse |
Guidelines & Recommendations |
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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
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Summary |
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Joint Committee |
JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 584.04 KB |
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Joint Committee |
JC 2014 Guidelines on Consistency of supervisory practices for FiCos |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 6.5 MB |
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Joint Committee |
JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates |
Joint Committee |
Guidelines & Recommendations |
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Joint Committee |
JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors |
Joint Committee |
Guidelines & Recommendations |
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JC/2019/81 |
Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 1.34 MB |
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ESMA71-99-598 |
Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 871.26 KB |
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Summary |
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ESMA71-99-598 |
Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 1.48 MB |
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ESMA/2016/1480 |
MAR Guidelines on commodity derivatives |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Guidelines & Recommendations |
DOWNLOAD 214.29 KB |
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Summary |
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2016/1478 |
MAR Guidelines - Delay in the disclosure of inside information |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Guidelines & Recommendations |
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Summary |
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2016/1477 |
MAR Guidelines - Persons receiving market soundings |
Guidelines and Technical standards, Market Abuse, Market Integrity |
Guidelines & Recommendations |
DOWNLOAD 278.79 KB |
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Summary |
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Translated versions |
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JC/2015/061 |
Joint Draft Guidelines on AML_CFT RFWG Art 17 and 18 |
Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 630.58 KB |
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JC/GL/2014/01/SV |
Bilaga I: Mall för kartläggningsprocessen för det finansiella konglomeratet (JC 2014 070 |
Guidelines and Technical standards, Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 62.26 KB |
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JC/GL/2014/01/SL |
Priloga I: Predloga za postopek vzporejanja za finančni konglomerat (JC 2014 070 Prilog |
Guidelines and Technical standards, Joint Committee |
Guidelines & Recommendations |
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JC/GL/2014/01/SK |
Príloha I: Šablóna na proces mapovania finačného konglomerátu (JC 2014 070 príloha) |
Guidelines and Technical standards, Joint Committee |
Guidelines & Recommendations |
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JC/GL/2014/01/RO |
Anexa I: Formular pentru procesul de mapare aferent conglomeratului financiar (Anexa 2014 070 a |
Guidelines and Technical standards, Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 66.2 KB |
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JC/GL/2014/01/PT |
Anexo I: Modelo para o processo de levantamento do conglomerado financeiro (JC 2014 070 Anexo) |
Guidelines and Technical standards, Joint Committee |
Guidelines & Recommendations |
DOWNLOAD 68.14 KB |
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