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ESMA34-32-898 |
Compliance table on Guidelines on Article 25 of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 199.22 KB |
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ESMA34-49-446 |
Guidelines on stress test scenarios under the MMF Regulation - 2021 update |
Fund Management, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 619.42 KB |
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Summary |
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ESMA70-159-4966 |
Guidelines on MAR delay in the disclosure of inside information and interactions with prudential supervision |
Guidelines and Technical standards, Market Abuse |
Guidelines & Recommendations |
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Summary |
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ESMA35-43-3006 |
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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Summary |
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ESMA42-110-3354 |
Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms |
Guidelines and Technical standards, Supervisory convergence |
Guidelines & Recommendations |
DOWNLOAD 155.7 KB |
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ESMA70-151-3374 |
Guidelines on common procedures and methodologies on supervisory review and evaluation process of CCPs under Article 21 of EMIR |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
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Summary |
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ESMA35-43-1163 |
Guidelines on certain aspects of the MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Guidelines & Recommendations |
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Summary |
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ESMA35-43-2183 |
Compliance table - Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 161.56 KB |
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ESMA32-67-184 |
Compliance table - guidelines on APMs ESMA 2015-1415 |
Issuer disclosure, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 127.7 KB |
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ESMA35-43-1215 |
Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body |
Guidelines and Technical standards, Joint Committee, Investor protection |
Compliance table |
DOWNLOAD 302.18 KB |
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ESMA74-362-2176 |
Guidelines on calculation of positions in SFTs by Trade Repositories |
Market data, Post Trading, Securities Financing Transactions |
Guidelines & Recommendations |
DOWNLOAD 272.07 KB |
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Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories |
Summary |
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JC/2015/087 |
Compliance Table GL financial conglomerates |
Guidelines and Technical standards, Joint Committee |
Compliance table |
DOWNLOAD 300.38 KB |
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ESMA70-156-4717 |
Guidelines on Settlement Fails Reporting |
Guidelines and Technical standards, Post Trading |
Guidelines & Recommendations |
DOWNLOAD 577.16 KB |
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Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR |
Summary |
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ESMA81-393-288 |
Guidelines on methodology oversight function and record keeping requirements |
Benchmarks, Guidelines and Technical standards |
Guidelines & Recommendations |
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Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation |
Summary |
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ESMA34-32-458 |
Compliance table - Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 111.92 KB |
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2016/572 |
Compliance table - Guidelines on key concepts of the AIFMD |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 153.05 KB |
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ESMA50-164-4045 |
Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation |
Fund Management |
Compliance table |
DOWNLOAD 145.22 KB |
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ESMA35-43-1430 |
Compliance table on Guidelines on MiFID II suitability requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 145.3 KB |
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ESMA35-36-2319 EN |
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Joint Committee, Investor protection |
Guidelines & Recommendations |
DOWNLOAD 584.29 KB |
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Summary |
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ESMA34-49-373 |
Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 220.66 KB |
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