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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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817 documents
Date Reference Title Sections Type Main document Info
ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 272.27 KB
ESMA34-1615031185-543 Compliance table on the revised Guidelines on 2022 stress tests scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 298.67 KB
ESMA74-362-2281 Guidelines for reporting under EMIR Guidelines and Technical standards, Market data, Trade Repositories Guidelines & Recommendations DOWNLOAD 3.33 MB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA24-450544452-1848 Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading Reference DOWNLOAD 641.86 KB
Related documents Verena Ross Opening Statement - 2023 ECON Annual Hearing, 23 October 2023
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ESMA35-43-3448 Guidelines on MiFID II product governance requirements Guidelines and Technical standards, Investor protection Guidelines & Recommendations DOWNLOAD 309.37 KB
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Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , HR , GA , FR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA70-449-748 Report on the Call for Evidence on pre-hedging Market Abuse, Market Integrity Report DOWNLOAD 385.4 KB
ESMA80-416-203 Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 189.97 KB
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Summary
Translated versions BG , DE , EL , ES , FR , GA , IT , NL , PL , PT , SV
ESMA80-416-203 Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings Credit Rating Agencies, Guidelines and Technical standards Reference DOWNLOAD 25.5 KB
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Summary
Translated versions CS , SL , DA , ET , FI , HR , HU , LT , LV , MT , RO , SK
ESMA91-372-2067 Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 164.11 KB
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Summary
Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA40-386-3420 Scope of the Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR CCP, Guidelines and Technical standards Reference DOWNLOAD 74.42 KB
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA35-43-1968 Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 206.07 KB
ESMA91-372-1704 Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 141.99 KB
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA40-386-3426 Scope of the Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR CCP, Guidelines and Technical standards Reference DOWNLOAD 80.42 KB
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-372-2070 Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 192.51 KB
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Translated versions BG , DA , DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SK , SL , SV
ESMA40-386-3422 Scope of Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail CCP, Guidelines and Technical standards Reference DOWNLOAD 79.25 KB
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Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA91-372-1700 Guidelines on the consistent application of the triggers for the use of Early Intervention Measures CCP, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 208.99 KB
Related documents Scope of Guidelines on the consistent application of the triggers for the use of Early Intervention Measures
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Translated versions DE , EL , ES , FR , HR , HU , IT , NL , PL , PT , RO , SV
ESMA40-386-3423 Scope of Guidelines on the consistent application of the triggers for the use of Early Intervention Measures CCP, Guidelines and Technical standards Reference DOWNLOAD 83.18 KB
Related documents Guidelines on the consistent application of the triggers for the use of Early Intervention Measures
Summary
Translated versions BG , CS , DA , ET , FI , LT , LV , SK , SL
ESMA81-393-644 Final Report on the Review of the RTS on the information to be provided in an application for authorisation and registration under the Benchmarks Regulation Benchmarks, Guidelines and Technical standards Final Report DOWNLOAD 540.1 KB
ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements Benchmarks, Guidelines and Technical standards Compliance table DOWNLOAD 233.6 KB
ESMA34-45-1445 Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 218.1 KB