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7184 documents
Date Reference Title Sections Type Main document Info
JC 2024 74 Final Report on the ESAP draft implementation standards Joint Committee, Market data Final Report DOWNLOAD 1023.34 KB
ESMA35-335435667-4314 Compliance table on the Gudelines on MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 188.28 KB
ESMA35-335435667-5979 Consultation Paper on technical Advice to the European Commission on the amendments to the research provisions in the MiFID II Delegated Directive Investor protection Consultation Paper DOWNLOAD 342.51 KB
ESMA32-117195963-1257 Call for evidence on potential further steps towards harmonising rules on civil liability pertaining to securities prospectuses under the Prospectus Regulation Prospectus Consultation Paper DOWNLOAD 309.72 KB
ESMA32-117195963-1276 Consultation Paper on draft technical advice concerning the Prospectus Regulation and on updating the CDR on metadata Prospectus Consultation Paper DOWNLOAD 843.06 KB
ESMA35-335435667-4315 Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 174.72 KB
ESMA35-335435667-4520 Compliance table on the Guidelines on MiFID II product governance (2023) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 174.64 KB
ESMA32-1188985980-1046 From “black box” to “open book”? Evidence from the first application of IFRS 17 Insurance Contracts Financial reporting Report DOWNLOAD 2.55 MB
ESMA32-193237008-8369 European common enforcement priorities for 2024 corporate reporting Financial reporting Statement DOWNLOAD 316.57 KB
ESMA71-545613100-2636 Froukelien Wendt Keynote Speech at the EACH Risk Management Summit, 16 October 2024 CCP, Speeches Speech DOWNLOAD 136.57 KB
ESMA Independent Member of CCP SC N. Giusto Calendar 2024 Calendar of CCP Supervisory Committee Independent Member, Nicoletta Giusto About ESMA Reference DOWNLOAD 139.69 KB
ESMA Independent Member of CCP SC F. Wendt Calendar 2024 Calendar of CCP Supervisory Committee Independent Member, Froukelien Wendt About ESMA Reference DOWNLOAD 162.89 KB
ESMA Chair of CCP SC Calendar 2024 Calendar of CCP Supervisory Committee Chair, Klaus Löber About ESMA Reference DOWNLOAD 192.28 KB
ESMA70-155-6641 Opinion on the assessment of pre-trade transparency waivers Trading Opinion DOWNLOAD 393.74 KB
ESMA35-1872330276-195 Opinion on MiCA regulatory technical standards on the authorisations of crypto-asset service providers and notifications Digital Finance and Innovation Opinion DOWNLOAD 219.96 KB
JC 2024 79 ESAs proposals for further changes to the Annex of the ITS on RoI Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 531.13 KB
JC 2024 78 ESAs proposals for further changes to the ITS on RoI Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 178.42 KB
JC 2024 75 ESAs Opinion on the rejection of the ITS on RoI under DORA Digital Finance and Innovation, Joint Committee Opinion DOWNLOAD 244.95 KB
ESMA24-229244789-5168 SMSG advice on MiFID-MiFIR third consultation package Market data, Securities and Markets Stakeholder Group, Trading SMSG Advice DOWNLOAD 183.74 KB
2015/1596 Standard form for disclosure of Home Member State Issuer disclosure, Transparency Reference DOWNLOAD 439.57 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SL , SK , SV
ESMA74-2119945925-2085 Statement on shortening the standard securities settlement cycle in the European Union: next steps Post Trading Statement DOWNLOAD 158.19 KB
JC 2024 81 Annex to the Joint Committee Statement - ECON Committee, 14 October 2024 Joint Committee, Speeches Reference DOWNLOAD 297.47 KB
JC 2024 80 Statement by Verena Ross as Chairperson of the Joint Committee of the European Supervisory Authorities - ECON Committee, 14 October 2024 Joint Committee, Speeches Speech DOWNLOAD 213.18 KB
ESMA24-450544452-2377 Annex to the Opening Statement - 2024 ECON Annual Hearing, 14 October 2024 About ESMA, Board of Appeal, Digital Finance and Innovation, Speeches, Supervisory convergence, Sustainable finance Reference DOWNLOAD 1.65 MB
ESMA24-450544452-2396 Verena Ross' Opening Statement - 2024 ECON Annual Hearing, 14 October 2024 About ESMA, Board of Supervisors, Digital Finance and Innovation, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 245.75 KB
ESMA43-1527801302-1508 Consolidated Sanctions Report - Table of Sanctions Benchmarks, Fund Management, Market Abuse, Supervisory convergence, Transparency Reference DOWNLOAD 719.95 KB
Related documents Annual Consolidated Report on Sanctions in 2023 Enforcement Snapshot 2023 - Sanctions and measures under EU Acts in ESMA’s remit
Summary
Translated versions
ESMA43-1527801302-1551 Enforcement Snapshot 2023 - Sanctions and measures under EU Acts in ESMA’s remit Benchmarks, Fund Management, Market Abuse, Supervisory convergence, Transparency Reference DOWNLOAD 355.6 KB
Related documents Annual Consolidated Report on Sanctions in 2023 Consolidated Sanctions Report - Table of Sanctions
Summary
Translated versions
ESMA43-1527801302-1333 Annual Consolidated Report on Sanctions in 2023 Benchmarks, Fund Management, Market Abuse, Supervisory convergence, Transparency Report DOWNLOAD 1.91 MB
Related documents Enforcement Snapshot 2023 - Sanctions and measures under EU Acts in ESMA’s remit Consolidated Sanctions Report - Table of Sanctions
Summary
Translated versions
ESMA50-524821-3468 TRV Article: Assessing portfolio exposures to climate physical risks Risk monitoring, Sustainable finance Report DOWNLOAD 412.71 KB
ESMA32-483087481-68 Statement - Clearing the smog: Accounting for Carbon Allowances in Financial Statements Financial reporting, Issuer disclosure, Trading Statement DOWNLOAD 449.21 KB
ESMA12-2121844265-3960 Consultation Paper on the Review of RTS 22 on transaction data reporting under Art. 26 and RTS 24 on order book data to be maintained under Art. 25 of MiFIR - Reply form Market data, Trading Reference DOWNLOAD 700.68 KB
JC 2024 27 Joint Committee Annual Work Programme 2025 Joint Committee Reference DOWNLOAD 283.03 KB
ESMA50-43599798-10379 Market Report on EU carbon markets - 2024 Risk monitoring, Trading Report DOWNLOAD 531.43 KB
ESMA22-1669215091-5772 Summary of Conclusions Management Board - 9 September 2024 Management Board Summary of Conclusions DOWNLOAD 185.41 KB
ESMA63-833672855-2738 Budget 2024 amendment n. 1 About ESMA Reference DOWNLOAD 417.95 KB
ESMA12-2121844265-3745 Consultation Paper on the Review of RTS 22 on transaction data reporting under Art. 26 and RTS 24 on order book data to be maintained under Art. 25 of MiFIR Market data, Trading Consultation Paper DOWNLOAD 2.54 MB
Related documents
Summary

Update to the document on 20 November 2024: Extended deadline for consultation until 17 January 2025
Translated versions
ESMA Newsletter Newsletter August & September 2024 ESMA newsletter Reference DOWNLOAD 10.86 MB
CPD24 Joint ESAs Consumer Protection Day 2024 - Programme Investor protection, Joint Committee Reference DOWNLOAD 170.54 KB
Related documents
Summary
Translated versions
ESMA22-50751485-1488 2025 Annual Work Programme About ESMA Report DOWNLOAD 1007.49 KB
ESMA71-844457584-172 ESMA 2025 Work Programme: Focus on key strategic priorities and implementation of new mandates - Press Release About ESMA, Press Releases Press Release DOWNLOAD 151.98 KB
ESMA24-225943895-287 Verena Ross' keynote speech at the AFME's 8th Annual European Compliance and Legal Conference, 23 September 2024 Digital Finance and Innovation, Securitisation, Speeches Speech DOWNLOAD 131.93 KB
ESMA24-229244789-5139 SMSG advice on consultation papers on CSDR and the draft RTS on the substantial importance of a CSD Post Trading, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 193.08 KB
ESMA24-229244789-5123 Summary of conclusions SMSG - 5 July 2024 Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 265.07 KB
ESMA24-229244789-5138 SMSG advice on the May 2024 MiFIR Consultation Package Market data, Securities and Markets Stakeholder Group, Trading SMSG Advice DOWNLOAD 279.3 KB
Related documents
Summary

SMSG advice to ESMA on its Consultation Papers on

  • the MiFIR Review Package on non-equity trade transparency, reasonable commercial basis and reference data; and
  • the MiFIR Review Package on Consolidated Tape Providers and Data Reporting Service Providers
Translated versions
ESMA71-1146515930-438 Verena Ross' Keynote speech at the EUROFI Financial Forum, 12 September 2024 Investor protection, Speeches, Supervisory convergence Speech DOWNLOAD 197.7 KB
Related documents
Summary

Putting investors and companies at the heart of effective and attractive EU capital markets
Translated versions
JC 2024 65 Joint Committee report on Risks and Vulnerabilities in the EU financial system - August 2024 Joint Committee, Risk monitoring Report DOWNLOAD 898.77 KB
ESMA50-164-772 Links to the national websites explaining the procedures for notifications of net short positions Short Selling Reference DOWNLOAD 199.52 KB
Position Limits Position Limits Trading Reference DOWNLOAD 66.05 KB
ESMA71-545613100-2572 Markets increasingly sensitive after strong performance in early 2024 - Press Release Press Releases, Risk monitoring Press Release DOWNLOAD 148.39 KB
ESMA50-524821-3445 Trends, Risks and Vulnerabilities (TRV) Report, No. 2, 2024 - Statistical Annex Risk monitoring Reference DOWNLOAD 1.92 MB
ESMA50-524821-3444 Trends, Risks and Vulnerabilities (TRV) Report, No. 2, 2024 Risk monitoring Report DOWNLOAD 1.34 MB
ESMA34-1592494965-657 Guidelines on funds' names using ESG or sustainability-related terms Fund Management, Guidelines and Technical standards, Sustainable finance Guidelines & Recommendations DOWNLOAD 292.1 KB
Related documents
Summary
Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , GA , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
BoA-D-2024-05 Board of Appeal of the ESAs - Decision in the appeal by NOVIS vs EIOPA Board of Appeal Decision DOWNLOAD 608.12 KB
ESMA91-2145765636-10720 Memorandum of Understanding between ESMA and the British Columbia Securities Commission related to Central Counterparties CCP, International cooperation Reference DOWNLOAD 148.59 KB
ESMA22-1669215091-5739 Summary of conclusions TRACE DBP - 3 July 2024 Board of Supervisors Summary of Conclusions DOWNLOAD 238.12 KB
ESMA22-1669215091-5731 Summary of conclusions Board of Supervisors - 3 - 4 July 2024 Board of Supervisors Summary of Conclusions DOWNLOAD 466.85 KB
ESMA22-1669215091-5737 Summary of conclusions Management Board - 3 July 2024 Management Board Summary of Conclusions DOWNLOAD 272.8 KB
ESMA Newsletter Newsletter July 2024 ESMA newsletter Reference DOWNLOAD 17.1 MB
BoA-D-2024-02 / BoA-O-2024-03 / BoA-O-2024-04 Board of Appeal of the ESAs - combined decisions and orders on Euroins Insurance Group AD vs EIOPA Board of Appeal Decision DOWNLOAD 741.95 KB
ESMA Independent Member of CCP SC F. Wendt Calendar 2023 Calendar of CCP Supervisory Committee Independent Member Froukelien Wendt About ESMA Reference DOWNLOAD 191.28 KB
ESMA Independent Member of CCP SC F. Wendt Calendar 2022 Calendar of CCP SC Independent Member, Froukelien Wendt About ESMA Reference DOWNLOAD 194.89 KB
ESMA Independent Member of CCP SC N. Giusto Calendar 2023 Calendar of CCP Supervisory Committee Independent Member, Nicoletta Giusto About ESMA Reference DOWNLOAD 143.85 KB
ESMA Independent Member of CCP SC N. Giusto Calendar 2022 Calendar of CCP Supervisory Committee Independent Member, Nicoletta Giusto About ESMA Reference DOWNLOAD 147 KB
ESMA Chair of CCP SC Calendar 2023 Calendar of CCP Supervisory Committee Chair, Klaus Löber About ESMA Reference DOWNLOAD 255.42 KB
ESMA Chair of CCP SC Calendar 2022 Calendar of CCP Supervisory Committee Chair, Klaus Löber About ESMA Reference DOWNLOAD 201.21 KB
ESMA62-258228368-1012 Environmental Statement - 2023 About ESMA Statement DOWNLOAD 849.53 KB
ESMA50-43599798-9913 Working Paper on Decentralised Finance: A Categorisation of smart contracts Digital Finance and Innovation, Risk monitoring Report DOWNLOAD 681.17 KB
ESMA75-453128700-1048 Opinion on broker models Digital Finance and Innovation Opinion DOWNLOAD 195.39 KB
ESMA32-1283113657-1168 Letter to EFRAG on the IASB’s Exposure Draft Contracts for Renewable Electricity Corporate Finance, Financial reporting, Issuer disclosure Letter DOWNLOAD 151.41 KB
Related documents Letter to EFRAG on the IASB’s Exposure Draft Contracts for Renewable Electricity
Summary
Translated versions
ESMA32-1283113657-1167 Letter to IASB on the Exposure Draft Contracts for Renewable Electricity Corporate Finance, Financial reporting, Issuer disclosure Letter DOWNLOAD 133.26 KB
Related documents Letter to EFRAG on the IASB’s Exposure Draft Contracts for Renewable Electricity
Summary
Translated versions
ESMA32-1283113657-1166 Letter to IFRS on the Classification of Cash Flows related to Variation Margin Calls on “Collateralised-to-Market” Contracts (IAS 7) Corporate Finance, Financial reporting, Issuer disclosure Letter DOWNLOAD 136.91 KB
JC 2024 53 Final report on the draft technical standards on subcontracting under DORA Digital Finance and Innovation, Joint Committee Final Report DOWNLOAD 758.28 KB
ESMA36-1079078717-2587 Opinion on the functioning of the Sustainable Finance Framework Sustainable finance Opinion DOWNLOAD 480.86 KB
ESMA74-2134169708-7345 Statement on the transition to the new regime for post-trade transparency of OTC-transactions MiFID - Secondary Markets, Post Trading, Trading Statement DOWNLOAD 155.5 KB
Related documents
Summary

The current CSV version of the register will be maintained at least until the end of 2026. ESMA will communicate in advance on the planned discontinuation date and the integration of the current register in ESMA’s IT systems.
Translated versions
ESMA42-2004696504-7690 Follow-up Report to the fast-track peer review on the application of the guidelines on the enforcement of financial information by BaFin and FREP in the context of Wirecard Issuer disclosure, Supervisory convergence Report DOWNLOAD 510.83 KB
Related documents Fast Track Peer Review Report - Wirecard
Summary
Translated versions
JC 2024 36 Final Report on Joint Guidelines on the oversight cooperation and information exchange between the ESAs and the competent authorities Digital Finance and Innovation, Joint Committee Final Report DOWNLOAD 610.05 KB
JC 2024-35 Final Report on draft RTS on harmonisation of conditions enabling the conduct of the oversight activities Digital Finance and Innovation, Joint Committee Final Report DOWNLOAD 809.5 KB
JC 2024 34 Final Report on Joint Guidelines on the estimation of aggregated annual costs and losses caused by major ICT-related incidents Digital Finance and Innovation, Joint Committee Final Report DOWNLOAD 509.38 KB
JC 2024 33 Final report on the draft RTS and ITS on incident reporting Digital Finance and Innovation, Joint Committee Final Report DOWNLOAD 1.43 MB
JC 2024 29 Final Report on draft RTS specifying elements related to threat led penetration tests Digital Finance and Innovation, Joint Committee Final Report DOWNLOAD 2.81 MB
JC 2024 54 Final Report on draft RTS on the harmonisation of conditions enabling the conduct of the oversight activities Digital Finance and Innovation, Joint Committee Final Report DOWNLOAD 548.98 KB
EU-SCICF One Pager on EU-SCICF Digital Finance and Innovation, Joint Committee Reference DOWNLOAD 621.99 KB
ESMA74-1103241886-992 Report on Suspicious Transaction and Order Reports (STORs) - 2024 Market Abuse Report DOWNLOAD 406.25 KB
ESMA32-644431002-524 Letter to EFRAG on due process on the IASB’s Exposure Draft Business Combinations – Disclosures, Goodwill and Impairment Financial reporting, Issuer disclosure Letter DOWNLOAD 391.21 KB
Related documents Letter to IASB on the Exposure Draft Business Combinations – Disclosures, Goodwill and Impairment
Summary
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ESMA32-644431002-523 Letter to IASB on the Exposure Draft Business Combinations – Disclosures, Goodwill and Impairment Financial reporting, Issuer disclosure Letter DOWNLOAD 399.58 KB
Related documents Letter to EFRAG on due process on the IASB’s Exposure Draft Business Combinations – Disclosures, Goodwill and Impairment
Summary
Translated versions
ESMA35-335435667-5891 Consultation Paper on the Technical Standards specifying the criteria for establishing and assessing the effectiveness of investment firms’ order execution policies Investor protection Consultation Paper DOWNLOAD 439.86 KB
ESMA24-229244789-5 Procedure on Consultative Working Groups About ESMA Reference DOWNLOAD 129.53 KB
ESMA24-450544452-2254 Opinion on 2022 Discharge Report About ESMA, Board of Supervisors Opinion DOWNLOAD 160.98 KB
ESMA35-335435667-5928 Report on the 2023 Cross-border Provision of Investment Services to Retail Clients in the EU and EEA Investor protection Report DOWNLOAD 571.35 KB
ESMA74-2119945925-2049 Verena Ross' Speech at the Public Hearing on shortening the settlement cycle, 10 July 2024 Post Trading, Speeches Speech DOWNLOAD 143.16 KB
Related documents
Summary

Related materials:
Translated versions
ESMA91-1505572268-3637 Compliance table on the Guidelines on the types and content of the provisions of Cooperation Arrangements CCP, Guidelines and Technical standards Compliance table DOWNLOAD 198.73 KB
ESMA 91-1505572268-3721 Compliance table on the Guidelines on the practices in the application of resolvability assessment CCP, Guidelines and Technical standards Compliance table DOWNLOAD 179.22 KB
ESMA91-1505572268-3723 Compliance table on the Guidelines on the template for the summary of the resolution plans CCP, Guidelines and Technical standards Compliance table DOWNLOAD 149.11 KB
ESMA91-1505572268-3636 Compliance table on the Guidelines on written arrangements and procedures for the functioning of resolution colleges CCP, Guidelines and Technical standards Compliance table DOWNLOAD 224.88 KB
ESMA74-1658524332-729 Verena Ross' speech at the public hearing on revised rules following the MiFIR review, 28 June 2024 Market data, Speeches, Trading Speech DOWNLOAD 150.69 KB
ESA 2024 12 Consultation Paper on the Guidelines on templates for explanations and opinions, and the standardised test for the classification of crypto-assets Digital Finance and Innovation Consultation Paper DOWNLOAD 944.08 KB
JC 2024 42 Report of the JC SC CPFI workshop on behavioural insights Investor protection, Joint Committee Report DOWNLOAD 742.6 KB
ESMA32-2009130576-3011 Final Report on draft RTS amending the taxonomy for the European Single Electronic Reporting (ESEF) - 2024 Electronic reporting Final Report DOWNLOAD 10.45 MB
ESMA91-1505572268-3857 Public statement on Emergency collateral requirements CCP Statement DOWNLOAD 100.91 KB
ESMA newsletter Newsletter June 2024 ESMA newsletter Reference DOWNLOAD 29.01 MB